| Resume alert | Resumes 31 - 40 of 834 |
Finance Analyst Administrative Assistant
New York, NY
... ● Perform manual AML and KYC checks as needed. ● Monitoring potential OFAC matches through FCM and acting as a dual control for OFAC processing and providing a knowledgeable resource for staff of other departments. ● Ensure all transactions follow ... - Feb 21
... ● Perform manual AML and KYC checks as needed. ● Monitoring potential OFAC matches through FCM and acting as a dual control for OFAC processing and providing a knowledgeable resource for staff of other departments. ● Ensure all transactions follow ... - Feb 21
Customer Service Specialist
Queens, NY
... Ø Delivered team leadership exceeding individual and team goals, measured productivity utilizing workflows and reports, and spearheaded continuous improvement initiatives through staff training on various topics, including AML and suitability. Ø ... - Feb 20
... Ø Delivered team leadership exceeding individual and team goals, measured productivity utilizing workflows and reports, and spearheaded continuous improvement initiatives through staff training on various topics, including AML and suitability. Ø ... - Feb 20
Business Development Asset Manager
Brooklyn, NY
... • Handled database of FINRA 2111 documents for Global Banking and Markets clients while assuming accountability in arranging know your customer (KYC) and anti-money laundering (AML) documentation for clients; while opening, closing, and adding ... - Feb 19
... • Handled database of FINRA 2111 documents for Global Banking and Markets clients while assuming accountability in arranging know your customer (KYC) and anti-money laundering (AML) documentation for clients; while opening, closing, and adding ... - Feb 19
Customer Service Level 2
Brooklyn, NY
... Experience: SMBC – Sumitomo Mitsui Banking Corporation-Jersey City, NJ COMPLIANCE SANCTIONS ANALYST – Consultant -10/2022 – 12/2023 Ensures compliance with all regulatory practices outlined by CPAD (Compliance Department) BSA/AML/OFAC and adherence ... - Feb 16
... Experience: SMBC – Sumitomo Mitsui Banking Corporation-Jersey City, NJ COMPLIANCE SANCTIONS ANALYST – Consultant -10/2022 – 12/2023 Ensures compliance with all regulatory practices outlined by CPAD (Compliance Department) BSA/AML/OFAC and adherence ... - Feb 16
A R Vice President
New York, NY
... SIA PARTNERS – NEW YORK, NY 2020 - 2021 Scotiabank – Anti-Money Laundering (AML) Advisor/Quality Control Consultant ■Conduct KYC/AML periodic refresh review for high-risk clients ■Conduct quality control of Customer Identification Program (CIP) and ... - Feb 14
... SIA PARTNERS – NEW YORK, NY 2020 - 2021 Scotiabank – Anti-Money Laundering (AML) Advisor/Quality Control Consultant ■Conduct KYC/AML periodic refresh review for high-risk clients ■Conduct quality control of Customer Identification Program (CIP) and ... - Feb 14
Financial Advisor Advisory Services
Brooklyn, NY
... Ensure that KYC/AML and other compliance norms are strictly adhered to. JP Morgan Securities LLC and JP Morgan Chase, Brooklyn, NY Financial Advisor Associate, November, 2011- October, 2016 Acquire and deepen relationships with clients through ... - Feb 10
... Ensure that KYC/AML and other compliance norms are strictly adhered to. JP Morgan Securities LLC and JP Morgan Chase, Brooklyn, NY Financial Advisor Associate, November, 2011- October, 2016 Acquire and deepen relationships with clients through ... - Feb 10
Business Analyst Project Management
Plainfield, NJ
... ●Understanding different regulations like CCAR, CFTC and DODD FRANK ACT, Anti money laundering (AML), Know your customer (KYC), and Dodd Frank Act and different reporting. ●Skilled in providing IT consultancy, advisory and deliverables to support ... - Feb 07
... ●Understanding different regulations like CCAR, CFTC and DODD FRANK ACT, Anti money laundering (AML), Know your customer (KYC), and Dodd Frank Act and different reporting. ●Skilled in providing IT consultancy, advisory and deliverables to support ... - Feb 07
Business Analyst Power Bi
Jersey City, NJ
... • Scheduling the trainings such as AML (Anti Money Laundering) and COC (code of conduct). • Publishing the IT partners non adherence/compliance reports. • Publishing dashboards of Payments, performance and internal trainings on a monthly & quarterly ... - Feb 06
... • Scheduling the trainings such as AML (Anti Money Laundering) and COC (code of conduct). • Publishing the IT partners non adherence/compliance reports. • Publishing dashboards of Payments, performance and internal trainings on a monthly & quarterly ... - Feb 06
United States Money Laundering
Vauxhall, NJ, 07088
... *Actively identified, measured, controlled, and remediated AML and reputational risk issues with partners in Global Financial Crimes, Compliance and the Business Units *Performed processes in accordance with internal policies, developed and ... - Feb 04
... *Actively identified, measured, controlled, and remediated AML and reputational risk issues with partners in Global Financial Crimes, Compliance and the Business Units *Performed processes in accordance with internal policies, developed and ... - Feb 04
United States Legal Consultant
Staten Island, NY
... Provided legal advice on investments abroad and cross-border transactions including rendering legal opinions on AML anti-money laundering, international money laundering cases, and Ponzi Scheme cases. July 11, 2021-October 17, 2021 Senior Associate ... - Feb 04
... Provided legal advice on investments abroad and cross-border transactions including rendering legal opinions on AML anti-money laundering, international money laundering cases, and Ponzi Scheme cases. July 11, 2021-October 17, 2021 Senior Associate ... - Feb 04