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Resume alert |
Resumes 21 - 30 of 654 |
New York, NY
... ● Perform manual AML and KYC checks as needed. ● Monitoring potential OFAC matches through FCM and acting as a dual control for OFAC processing and providing a knowledgeable resource for staff of other departments. ● Ensure all transactions follow ...
- Feb 21
Brooklyn, NY
... • Handled database of FINRA 2111 documents for Global Banking and Markets clients while assuming accountability in arranging know your customer (KYC) and anti-money laundering (AML) documentation for clients; while opening, closing, and adding ...
- Feb 19
Jersey City, NJ, 07302
... Expertise in diverse retail banking sectors including lending, deposits, payments, cards, trade finance, treasury, KYC, AML, and payment systems. Strong communication and interpersonal skills fostering great working relationships across cross ...
- Feb 17
Brooklyn, NY
... Experience: SMBC – Sumitomo Mitsui Banking Corporation-Jersey City, NJ COMPLIANCE SANCTIONS ANALYST – Consultant -10/2022 – 12/2023 Ensures compliance with all regulatory practices outlined by CPAD (Compliance Department) BSA/AML/OFAC and adherence ...
- Feb 16
New York, NY
... SIA PARTNERS – NEW YORK, NY 2020 - 2021 Scotiabank – Anti-Money Laundering (AML) Advisor/Quality Control Consultant ■Conduct KYC/AML periodic refresh review for high-risk clients ■Conduct quality control of Customer Identification Program (CIP) and ...
- Feb 14
Brooklyn, NY
... Ensure that KYC/AML and other compliance norms are strictly adhered to. JP Morgan Securities LLC and JP Morgan Chase, Brooklyn, NY Financial Advisor Associate, November, 2011- October, 2016 Acquire and deepen relationships with clients through ...
- Feb 10
Plainfield, NJ
... ●Understanding different regulations like CCAR, CFTC and DODD FRANK ACT, Anti money laundering (AML), Know your customer (KYC), and Dodd Frank Act and different reporting. ●Skilled in providing IT consultancy, advisory and deliverables to support ...
- Feb 07
Jersey City, NJ
... • Scheduling the trainings such as AML (Anti Money Laundering) and COC (code of conduct). • Publishing the IT partners non adherence/compliance reports. • Publishing dashboards of Payments, performance and internal trainings on a monthly & quarterly ...
- Feb 06
Vauxhall, NJ, 07088
... *Actively identified, measured, controlled, and remediated AML and reputational risk issues with partners in Global Financial Crimes, Compliance and the Business Units *Performed processes in accordance with internal policies, developed and ...
- Feb 04
Staten Island, NY
... Provided legal advice on investments abroad and cross-border transactions including rendering legal opinions on AML anti-money laundering, international money laundering cases, and Ponzi Scheme cases. July 11, 2021-October 17, 2021 Senior Associate ...
- Feb 04