Financial Compliance & AML Analyst
Resume:
Oris Kemp
Strong background in finance, accounting, and compliance. Experienced in
data analysis, risk assessment, report writing, and team leadership across multiple projects. Bilingual in English and Spanish, with expertise in regulatory standards and analytical tools. Seeking opportunities in financial compliance or general analytical roles
185 SE 14th Terrace
Miami, FL, 33131
********@*****.***
EXPERIENCE
Ocean Bank, Miami FL. — BSA/ AML Consultant - Look Back Project.
January 2014 - April 2014
• Analyzed 12 months of transaction data for high-risk accounts, identifying patterns to support risk management.
• Drafted detailed reports summarizing findings and recommendations, ensuring compliance with project templates.
• Collaborated with teams to review and approve reports for accuracy. Bancolombia, Miami, FL — Consultant - Account Review Projects
August 2012 – November 2013 (High/Moderate/Low Risk) August 2011 – November 2011 (High Risk)
• Conducted transactional reviews of customer accounts across Latin America and the Caribbean, developing profiles and assessing risks based on criteria like geography and products.
• Performed due diligence using research tools to verify customer information, source of funds, and ownership.
• • Reviewed financial transactions, such as wires and checks, for unusual activity and reported issues to relevant teams.
• Supported compliance teams to ensure policy adherence. U.S. Century Bank, Miami, FL — Alert Clearing and High-Risk Projects
January 2012- July 2012
• Reviewed system-generated alerts and conducted 6-month data reviews for high-priority accounts.
• Made standardized reports on findings, supporting decision-making processes.
HSBC, Miami, FL — High-Risk Account Review
April 2011- July 2011
• Verified documentation for high-risk accounts over 12 months, ensuring completeness per organizational standards.
• Identified gaps and escalated issues to account officers for resolution. SKILLS
Technical:
MS Office,
Data Analysis Tools (e.g.,
ECS/IBS, Fedlink),
Research Databases (e.g.,
Lexis-Nexis, World
Compliance)
Soft:
Analytical Thinking,
Report Writing,
Project Management,
Team Leadership,
Attention to Detail,
Bilingual Communication.
CERTIFICATIONS AND
INDUSTRY KNOWLEDGE:
Certified Anti-Money
Laundering Specialist (CAMS),
ACAMS
Familiar with regulatory
examination procedures
Experience with FFIEC BSA/
AML
Fluent in Spanish
IPSA International, Various Locations — Compliance Reviews December 2008- September 2009
• Led a team in reviewing cases, providing second opinions, and approving information requests.
• Concluded investigations with dual signatures for quality control. RSM McGladrey – JP Morgan; Special Counsel – Ocean Bank; IPSA International – American Express Bank; Pacific National Bank, Miami, — BSA/ AML Consultant - CTR and High- Risk Reviews
July 2007 - November 2008
• Analyzed transaction data over 2-5 years, drafting reports on findings and escalating unusual patterns.
• Managed information requests to clarify activities and ensured thorough documentation.
• Served as team leader for high-risk reviews, overseeing reports and new account evaluations.
• Assisted management with deputy tasks, including process support and quality assurance.
Career Break
2014- Present
• Dedicated time to caring for my daughter and supporting my husband during his illness, developing strong time management and prioritization skills.
• Kept current with financial compliance trends through self-directed learning to ensure readiness for re-entry into the workforce. EDUCATION
Cooperative University of Colombia, Bogota, Colombia — Bachelor's Degree in Certified Public Accounting (1991-1996) Externado University, Bogota, Colombia — Major in Taxes
(2000- 2001)
Los Andes University, Bogota, Colombia — Major in Finance
(2001- 2002)
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