Investment & Treasury Risk Management Professional

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CAREER SUMMARY:

Professional experience in investment management, trading, treasury and risk management; utilizing modern investment, trading and risk mitigation strategies; quantitative and qualitative research methodologies; regulatory rules and regulations.

Proficient in the use of Bloomberg, Aladdin, Black Diamond, Salesforce, Tamarac,, Orion,, Risk Metrics, Moxy - Advent / Axys, APL, Microsoft Office – (Excel, Word, PowerPoint and Access), FINCAD, Sungard Treasury Work Station, Sandero, QRM, Trust Servicing, Trust Master, Reuters Dealer, Bond Edge, IWS, Trade Architect, ESI, AS400, Alpha Builder BARRA, Baseline, BOLT, DisbExp Line, Micro-Exchange, software text writing and programming.

PROFESSIONAL EXPERIENCE:

Treasury - Investment Advisory, Los Angeles, CA 07/24 – Present

Senior Associate Investment Manager

·Responsible for trading analysis and reporting across all asset classes with an emphasis on domestic, international and emerging markets - Equities and Fixed Income Securities, Loans, Mutual Funds and ETFs, (i.e., portfolio construction and rebalancing, trade execution and allocation, researches and resolves trade issues that may arise, completes trade tickets, and keeps records of and reconciles trade activity). Responsible for daily rebalancing and executing orders for model portfolio changes, tactical strategy shifts, contributions, withdrawals and policy changes.

·Manage multi-fund investment pools, maximize investment earnings and execute transactions related to designated debt reserve funds held in multiple bank accounts.

·Responsible for managing Treasury/ Investment portfolios to ensure Investment Team is in compliance with pre-determined Limits and Portfolio Policies.

·Assist with quarterly interest expense forecast/analysis; prepare monthly internal and external (rating agency) reports and provide analysis to explaining various fluctuations related to the Fixed Income Investment Portfolios.

City National Bank, Los Angeles, CA 03/22 – 07/24

Assistant Vice President - Funding Desk Specialist

Purchase or sell in excess of $1 billion a day in fed funds and other money market instruments to maintain the bank’s reserve requirements and efficiently utilize excess funds.

Monitor the funds transfer system very closely to track large wire activity.

Manage relationships with money-market brokers as well as other institutional deposit and short-term lending affiliations.

Estimate future cash-flows and maintain sufficient liquidity for daily operations as well as short and long term funding needs.

Track due-from bank account balances.

Post daily Funds Transfer Pricing (FTP) rates and other market information for use Bank-wide by relationship managers and loan officers for deposit and loan pricing.

As part of the Pricing Desk team, promptly and professionally respond to FTP and prepayment inquiries from the line.

Help maintain accurate records of all rate-locks and follow-up as necessary.

Ensure all cash and funding transactions are accurately entered in the Bank’s accounting system (TPG).

Assist in correspondent banking customer service and profitability measurement as necessary.

Assist in the monitoring of all Treasury collateral requirements.

Assist in the production of accurate and timely liquidity and position reports for use by senior management.

Maintain detailed and up-to-date desk procedures.

Assist in the management of the disaster recovery process and policies for the Funding Desk and all of Treasury.

Comply fully with all Bank Operational and Credit policies and procedures as well as all regulatory requirements (e.g. Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.).

Kenneth Jay McAtee

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RB Financial Group, Los Angeles, CA 11/15 – 03/22

Senior Associate Investment Manager

Responsible for Investment Manager due diligence, supporting the management of portfolios, trading equities, fixed income securities, mutual funds, cash instruments; ensure Investment Team is in compliance with pre-determined Limits and Portfolio Policies.

On a daily basis, review Investment Team's activities to ensure that outgoing cash wire balances are correct. Assist with review of trade confirmations for all debt and derivative instruments.

Assists clients in evaluating and developing investment objectives and guidelines given appropriate risk tolerances, funding and income needs, utilizing the most current market strategies, technologies, and disciplines.

Analyzes and implements overall portfolio structures utilizing knowledge of economic and financial market conditions in conjunction with the clients' objectives.

Coordinates the execution of trading across all asset classes with an emphasis on domestic and international equities and fixed income funds and securities (i.e., portfolio construction and rebalancing, trade execution and allocation, researches and resolves trade issues that may arise, completes trade tickets, and keeps records of and reconciles trade activity). Responsible for daily rebalancing and executing orders for model portfolio changes, tactical strategy shifts, contributions, withdrawals and policy changes.

Develops client investment reports and portfolio performance reports. Analyzes and prepares reports or cash flow analysis to ensure adherence to Investment Policy Statements. Runs optimization models for quarterly portfolio rebalancing and for client meetings.

Northern Trust (Institutional Investment Services), Los Angeles, CA 8/08 – 11/15

Associate Institutional Portfolio Manager

·Responsible for managing institutional investment portfolios, achieving specific desired performance results, and for making investment decisions for client portfolios.

·Assists clients in evaluating and developing investment objectives and guidelines given appropriate risk tolerances, funding and income needs, utilizing the most current market strategies, technologies, and disciplines.

·Analyzes and implements overall portfolio structures utilizing knowledge of economic and financial market conditions in conjunction with the clients' objectives.

·Coordinates the execution of trading across all asset classes with an emphasis on domestic and international Equities and Fixed Income agency, corporate and sovereign fixed income securities, mutual funds and ETFs for institutional investment services, (i.e., portfolio construction and rebalancing, trade execution and allocation, researches and resolves trade issues that may arise, completes trade tickets, and keeps records of and reconciles trade activity). Responsible for daily rebalancing and executing orders for model portfolio changes, tactical strategy shifts, contributions, withdrawals and policy changes.

·Develops client investment reports, daily price sheets, and portfolio performance reports. Analyzes and prepares reports or cash flow analysis to ensure adherence to Investment Policy Statements. Runs optimization models for quarterly portfolio rebalancing and for client meetings.

EDUCATION:

University of California, Los Angeles

Bachelors of Arts with Concentrations in Business Economics and Mathematics

CERTIFICATIONS:

Certified Treasury Professional (CTP) / Certified Cash Manager (CCM) – Inactive

C.F.A.: Studying for Level I Exam

Contact this candidate