Multi-Category FAIS Compliance Financial Specialist

NTANDOKAZI MAVIS SHABANGU

Location: Emalahleni, Mpumalanga

Email: ******.********@*****.***

Cell: 082*******

Professional Status: Fully FAIS Compliant (RE5 & Multi-Class COB) CPD Standing: 14 Points (2025/2026 Cycle)

PROFESSIONAL PROFILE

Highly disciplined Financial Professional with over 3 years of experience, specializing in Technical Support, Compliance, and Back-Office Operations. Fully "Fit and Proper" with RE5 and comprehensive Class of Business (COB) certifications across multiple license categories. Expert in regulatory accuracy, file auditing, and the technical implementation of the Two-Pot Retirement System. Seeking a stable, operations-focused role within the Witbank banking or financial sector to leverage my administrative precision and legislative expertise. CORE COMPETENCIES & TECHNICAL SKILLS

Full FAIS Compliance: RE5 certified with 14 current CPD points. Multi-Category COB: Investments, Long-Term Insurance, Short-Term Insurance (Personal Lines), and Pension Fund Benefits.

Operational Accuracy: High-precision auditing of financial files and case management. Technical Analysis: Deep understanding of retirement fund structures and tax-free vehicles. Administrative Systems: Proficient in financial CRM tools and digital workflow management. PROFESSIONAL EXPERIENCE

Financial Adviser Old Mutual Personal Finance December 2025 – Present (Emalahleni) Managed technical verification for Pension Fund Benefits and Investments, ensuring alignment with the Two-Pot Retirement System.

Maintained rigorous compliance standards across Long-Term and Short-Term Personal Lines. Successfully completed internal technical accreditations in Savings, Investment Legal, and Commercial Insurance.

Facilitated complex administrative resolutions between clients and head-office underwriting teams.

Financial Consultant 2022 – 2025

Orchestrated the end-to-end administrative lifecycle of multi-line financial applications. Implemented strict "pre-audit" documentation checks, significantly reducing file rejection rates. Provided technical support on policy structures for Long-Term insurance and Investment products.

EDUCATION & CERTIFICATIONS

RE5 (Regulatory Examination: Representatives): FSCA Certified Class of Business (COB) Specialized Categories: * Investments Long-Term Insurance

Short-Term Insurance: Personal Lines

Pension Fund Benefits

CPD Points: 14 Points (Verified for the current cycle) N3: Electrical Engineering (2006): Technical foundation in logical systems and process management.

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