Operations Executive with Global Treasury Expertise

Alan Finkelman

***********@*******.*** 201-***-**** North Caldwell, NJ

WORK EXPERIENCE

Vice President The Bank of New York

April 2008 - April 2011 • New York, NY

• Provided client support by demonstrating interactive systems and customizing reports

• Ensured IRS compliance by aligning records and automating tax form filings

• Coordinated with vendors to create and distribute 1099 forms

• Conducted gap analysis to integrate income and tax reporting between Bank of New York and Mellon Bank

• Streamlined operations through successful outsourcing of the Income area Vice President Domestic Income

February 1993 - April 2008

• Directed global income operations across multiple regions, including Europe, Asia, and Emerging Markets

• Managed 4 officers and 40 staff, overseeing $19 billion in Foreign Exchange controls

• Resolved Nostro exceptions to minimize risk and ensured income payment compliance

• Led the integration of J.P. Morgan's Brussels clients, tripling the customer base

• Designed and implemented the dividend/interest module of a multicurrency system Assistant Vice President Domestic Income

December 1990 - February 1993

• Directed the timely payments of income for all Fixed Rate Bonds, dividends, variable rates and treasuries

• Managed 2 supervisors and a staff of 30 and developed individual training programs to cross train personnel

• Created a team to interact with clients in an effort to provide optimal service for all Domestic Income

• Supervised the compliance and reconciliation of ADR tax reclaims

• Enhanced the securities servicing by introducing information vendors Assistant Treasurer Domestic Income

June 1987 - December 1990

• Oversaw the secure management and reconciliation of vault operations, including securities

• Monitored inventory levels to ensure compliance with internal controls and regulatory standards

• Managed the timely and accurate processing of deposits, withdrawals and transfers

• Conducted audits and prepared detailed reports on vault activities for senior management

• Facilitated the disposition of securities to enable trading responsibilities and efforts within appropriate bank departments Manager, Receiver Domestic Income

May 1985 - May 1986

• Managed the Receive and Deliver Department for Fed-eligible and physical securities.

• Supervised 15 staff and oversaw funds transfers for trades

• Conducted successful online testing for a client clearance module

• Unified job allocation across the bank by merging three cash proof areas : Money Market, DTC, and Mortgage-Backed Securities Supervisor Mortgaged Backed Securities Income

May 1983 - May 1984

• Supervised workflow and distribution of customer inquiries for mortgage-backed securities income

• Improved operational efficiency through process enhancements

• Trained staff to ensure accurate and timely responses

• Addressed escalated client issues and collaborated with other departments EDUCATION

New York University

September 1982 - May 1985 Bachelors, Finance MBA Brooklyn College

January 1975 - May 1979 Bachelors, Accounting BA NOTABLE SKILLS

Interact With Clients Foreign Exchange Individual Training Potential Tax Reporting IRS Interactive Systems Business Requirements Client Support Money Market Analysis Payment Schedule Reconciliation Assisted Focused

Contact this candidate