Compensation & Operations Analyst-Finance Services
Resume:
JASON JOHNSON
Compensation & Operations Analyst Financial Services Professional
Cleveland, OH
************@*****.***
PROFESSIONAL SUMMARY
Detail-oriented Compensation and Financial Operations Analyst with 10+ years of experience across advisor compensation, account transfers, payments, compliance, and customer-facing financial services. Proven ability to manage complex transactions, reconcile accounts, support proprietary systems, and communicate effectively with clients and internal stakeholders. Known for accuracy, process improvement, and risk awareness in regulated environments.
CORE SKILLS
Advisor & Client Compensation
Financial Reconciliation & Reporting
Account Transfers & Wire Processing
Compliance & AML Monitoring
Process Improvement
Client Communication
Proprietary Financial Systems Support
Risk & Quality Control
Cross-Functional Collaboration
Data Accuracy & Documentation
PROFESSIONAL EXPERIENCE
LPL Financial — Advisor Compensation Analyst
2023 – Present
Calculate and manage advisor and client compensation with a high level of accuracy in a regulated financial environment
Analyze compensation structures and resolve discrepancies efficiently
Provide technical support for proprietary compensation and financial systems
Partner with internal teams to ensure timely and compliant payments
Maintain detailed documentation to support audits and reporting needs
LPL Financial — Account Transfers Specialist
2021 – 2023
Process and approve client account transfer requests in compliance with regulatory and legal requirements
Review documentation for accuracy and completeness prior to execution
Reconcile transferred accounts and resolve variances
Communicate transfer status and resolution details directly with clients
Maintain detailed records to ensure timely completion and audit readiness
LPL Financial — Move Money Operations
2020 – 2021
Initiated and verified incoming and outgoing wire transfers
Conducted compliance and fraud monitoring in alignment with AML regulations
Reconciled accounts to ensure accuracy of transferred funds
Investigated discrepancies and coordinated resolutions across departments
United States Postal Service — Supervisor (403B Operations)
2019 – 2020
Recruited, trained, and supervised employees across operational functions
Supported financial sustainability and operational efficiency
Managed performance within a geographically dispersed workforce
Ensured adherence to organizational policies and procedures
Boys & Girls Club of America — Program Director
2017 – 2019
Led program operations and reported detailed status updates to executive leadership
Managed resources, risks, and operational changes as needed
Oversaw staff performance and program outcomes
Axcess Financial — Loan Officer
2015 – 2019
Evaluated loan applications and assessed client creditworthiness
Guided clients through loan products, terms, and repayment options
Ensured regulatory compliance and customer satisfaction
Kichler Lighting — Accounts Manager (National Accounts, E-Commerce)
2011 – 2015
Managed supplier invoicing and payment processing
Optimized cash flow and leveraged early-payment discounts
Maintained accurate financial records for national accounts
EDUCATION
Ohio Media School
Diploma 2016 – 2019
GPA: 4.0
Cleveland Christian Academy
High School Diploma 1995 – 1999
GPA: 3.5
ADDITIONAL INTERESTS
Marketing • Graphic Design • Photography • Video Editing
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