Internal Audit Project Specialist
Resume:
Eric Maldonado
Howell, NJ *****
Home 732-***-****
Cell 732-***-****
SUMMARY
Senior Securities Clerk seeking challenging and responsible position involving all aspects of settlement functions. Proven leadership, problem solving and team work skills. Extensive skills in securities field:
Microsoft Word
Methodical
ADP
Multi-tasking
Impact
Easy Link System
Project Specialist
Lions System
ADP Clearence system
DTC
Gscx Clearance System
GSCC Balancing
Internal audit
External auditing
Reconciliation of customer and company accounts
PROFESSIONAL EXPERIENCE
Barclays Bank
Analyst Securitized Products
Whole loans Department
2013-Present
Middle Office position in managing loans between custodians and Trading. Insure that all loans are booked. Closing of Loans with clients of positions and cash on a daily basis. Booking loans in system for settlement.
Managing client accounts in funding and sales
Adjusting Stock Record Reconciliations between books and Trading
R.B.C. Capital
Supervisor Fed Reconciliation 2005- 2012
In charge of group of five employees, with the responsibility of making sure that books and records were in compliance and updated in Fed Fixed Income.
Adjusted all position breaks between ICI and BPS VS Fed clearance system
Identified all cash breaks from depository accounts
TMPG Process Making sure that all claims are valid and paid or received
Balanced all repo accounts
Adjust all TBA positions
Fixed ADP VS IMPACT trade breaks
Rectified any breaks in p&s systems
Investigated customer inquiries relating trade problems
Confirmed all fail trades
Ensure all DK trades are fixed and settled
Checked all reports to make sure that all balances are current
Making sure that all adjustments are done correctly and in compliance with regulatory
Worked with internal audit and external audits in a bi- monthly basis
R.B.C. Dominion, New York, N.Y
Senior Clearance Clerk 2002- 2005
Settlement of Mortgage Back and Treasury Securities through the Gscx System, and balance GSCC.Also worked on inhancements to systems for settlement.
And also work in DTC for Fixed & Equity trades clearance and reconciliation of Settlements and balance all house accounts. Clearing trades for custodian’s dtc govt asset backed cmo. Mortgage backs securities on fed system
Settlements.
DEUTSCHE BANK SECURITIES, New York, NY
Manager Fixed Income Department and Equity clearance 1994 - 2002
Attended to day-to-day operations of receive and deliver of and Bond and also trade support unit.
Worked with management on planning of a new department capital markets department.
Identified needs and system enhancement.
Trained new staff operational procedures.
Entered detail instructions for movement of Euro clear trades.
Acted as Liaison between trade support and trading desk.
Monitored Tri-Party needs for Repo Settlement Desk
Reconciled all trade differences
Settled physical trades.
Responsible for Corporate bonds, Municipals, High Yields, Asset Back, Cmos, Commercial Paper, Mortgage Back securities and, CDOs.
Also worked in Equity group in settlements of Equity securities thru DTC.
UBS SECURITIES, LLC, New York, NY
1992 – 1994
Senior Security Clerk
Settled and Processed all DTC Securities.
Reported daily projection of financial settlement figures.
Recommended borrowing needs for firm.
Processed all equity and fixed income securities.
Reconciled all house accounts.
NOMURA SECURITIES INTERNATIONAL, New York, NY
1990 – 1992
Security Clerk
Settled trades thru DTC and physical form.
Functioned as liaison between trading and settlement groups.
Received and delivered securities via SDF system.
Instructed delivery of Euro clear trades.
Entered physical delivery of commercial paper.
SECURITY PACIFIC TRADE COMPANY, New York, NY
1985 – 1990
Account Manager
Managed customer accountants in the settlement of day-to-day trading. Completed daily account reconciliation.
Reconciled accounts with customer and wired funds for daily closeouts.
Transferred securities from registered holder to nominee.
Redeemed maturity securities.
EDUCATION
Computer Science, Borough of Manhattan Community College
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