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Jesse Rios

San Antonio, TX *****

********@*****.*** +1 (210)

***-****

Authorization: Authorized to work in the US for any employer Summary

Detail-oriented Audit & Compliance Professional with 2+ years of experience at Ernst & Young, specializing in SEC, PCAOB, SOX, and HIPAA regulatory compliance, audit workflow optimization, and cross-functional team leadership. Proven success in reducing errors by 25%, resolving compliance discrepancies, and mentoring teams to improve efficiency. Proficient in data analytics, risk assessment, and Microsoft Office Suite.

Professional Experience

Service Delivery Center (SDC) Associate

Ernst & Young - San Antonio, TX

*Jan 2022 - March 2025*

• Performed audit documentation reviews to ensure compliance with SEC, PCAOB, SOX, and HIPAA standards, reducing errors by 25% through rigorous quality control.

• Optimized audit workflows for 50+ public/ private client engagements, achieving 100% on-time delivery via standardized procedures and collaboration with onshore/ offshore teams.

• Led cross-functional initiatives with Global Delivery Services, resolving 30+ compliance discrepancies per quarter and escalating critical risks to senior leadership.

• Trained and mentored 10+ junior associates on audit methodologies, improving team efficiency by 15% and workpaper standardization.

• Key Skills: Audit Methodologies, Risk Assessment, Internal Controls, Financial Reporting, Ethics & Independence.

Education

Associate of Arts (AA) in Business Studies Palo Alto College - San Antonio, TX

*July 2018 - Aug 2021*

• Relevant Coursework: Business Ethics, Data Management, Financial Communications Technical & Professional Skills

• Compliance Frameworks: SEC, PCAOB, SOX, HIPAA, GAAP

• Tools: Microsoft Office Suite (Excel, PowerPoint, Outlook), Data Analytics & Visualization, ERP Systems

• Audit Expertise: Workpaper Preparation, Internal Controls Testing, Risk Mitigation, Financial Reporting

• Soft Skills: Cross-Functional Leadership, Client Relationship Management, Process Improvement

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