Quality Control Data Analyst

Mike Muller

Email: ****.*.******@*****.***

Address: **** ********** **. **********, ** 60564

Phone: 773-***-****

EDUCATION

The University of Iowa, Iowa City, IA May 2016 Graduate

Henry B. Tippie College of Business

B.B.A. in Finance

Obtained Illinois Real Estate License November 2024

WORK EXPERIENCE

Corporate Actions Analyst at Guggenheim Partners Investment Management LLC, Chicago, IL April 2022-Present

Proactively recognized, researched and processed both mandatory and voluntary Corporate Action events

Worked on and monitored progress for multiple (up to 70) different events at a time in the Blackrock Aladdin applications

Solved both cash and holding discrepancies while adhering to established quality control measures and procedures

Performed duties in PAM and Charles River applications

Flow Processing Specialist at UBS, Chicago, IL February 2021-April 2022

Post flows and fund trades into the accounting system (SimCorp Dimension) in an accurate and timely manner

Liaise extensively with Portfolio Managers and various internal departments, other UBS offices and custodians

Execute fund trade instructions, maintain and update accounting records, and instruct cash payments

Process subscription and redemption requests for UBS funds with the Transfer Agent

Corporate Actions Analyst at UBS, Chicago, IL March 2018-February 2021

Acted as the deputy to the Head of Asset Management Americas, representing the AMO Managing Lifecycle Events US team

Proactively recognized, researched and processed both mandatory and voluntary Corporate Action events

Worked on and monitored progress for multiple (up to 70) different events at a time in the Cascade application

Solved both cash and holding discrepancies while adhering to established quality control measures and procedures

Data Analyst at UBS, Chicago, IL January 2017-March 2018

Built and maintained securities in several applications including GIM2, Longview, Sophis and Yoda

Sourced and managed data obtained from various vendors including Bloomberg, Reuters and Interactive Data (IDC)

Collaborated with Portfolio Managers and other teams in asset management to solve complex data issues using SQL

Created process improvements and procedures for training and quality control purposes

Investment Data Analyst at Aegon Asset Management, Cedar Rapids, IA June-December 2016

Provided business analysis, technical, and customer service skills to support clients with enterprise data issues

Performed data management operational activities on the Markit platform as well as in Aladdin

Audited securities data through programs such as Bloomberg to retrieve missing information

Facilitated enhancements on key data applications through multiple programs such as BlackRock

Financial Representative Intern at Northwestern Mutual, Skokie, IL March-August 2015

Developed and ran my own financial planning business to build a network of prospects and clients

Held meetings with clients to develop both short and long-term financial plans

Produced and delivered policy illustrations of financial products

Executed job duties identical to that of a full-time representative

RELATED EXPERIENCE

VP of Finance and Founding Father of Delta Upsilon Fraternity, Iowa City, IA October 2012-October 2013

Served as an executive council officer within the chapter for the advancement of the fraternity

Worked with University of Iowa alumni to fashion a yearly financial budget for the chapter

Co-authored a constitution and by-laws for our new chapter of Delta Upsilon on campus

Successfully achieved positive relations with the community through philanthropic events

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