Compliance Specialist Branch Manager

SALLY MORSE

**** ******** ***, **********, ** ***08

270-***-**** ***********@*****.***

EDUCATION

University of Kentucky (Lexington, KY) 2014 – 2018

B.S. Business and Finance; Minor: Communications

WORK EXPERIENCE

L.M. Kohn and Company April 2023 – Current

Compliance Specialist/Analyst

Monitor over 100 Representatives who are registered with us, making sure they are complaint in emails, trainings due, solicited/unsolicited accounts, and registered correctly on all platforms.

Compare and improve existing excel sheets to make sure our home office obtains accurate information, and that they all match.

Communicate with Clients to ensure that all wires a accurately verified and there is no risk of fraudulent activity

Dinsmore & Shohl, LLP (Cincinnati, OH) October 2022 – March 2023

Cash Receipts Specialist /Representative

Advanced problem-solving skills by learning how to investigate where payments should be allocated when no information is provided

Enhanced teamwork skills by working together with a team to get all lawyer payments for that day allocated correctly by the end of the day.

Gained knowledge of law firm verbiage and functions of a large law firm

Republic Finance (Louisville, KY/Cincinnati, OH) November 2019 – September 2022

Assistant Branch Manager/Branch Manager

Skilled in collections while maintaining customer relationships

Produced excellent service, compliance, and production in such a way that I was appointed to open a new branch as Manager in Springdale, OH as of April 2022

Currently managing a branch on my own, refining my time management skills, while still producing top results in the region

INVOLVEMENT

Chi Omega Women’s Fraternity, Member (2014-2017)

Greek Sing fundraiser participant for Make-A-Wish Foundation (2014-2017)

Hopkinsville Youth Leadership Graduate (2014)

OTHER RELATED SKILLS

Efficient in Excel and other Microsoft programs

Excellent client relationship management skills

Experienced in financial reporting

Creative idea generator and problem-solver

Managing a team while considering all different personalities of each

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