Corporate management/Director

KEVIN R. JENNINGS

Goals: I offer assistance for growing Corporate Institutions in obtaining and maintaining a strong Issuer Security Portfolio by applying my knowledge and skills learned as a Relationship Manager for both Private and Publically traded Security Portfolios. My work is based on my in-depth knowledge in the fields of Account Administration, Portfolio Accounting, Security Processing, Sales and Operational Procedures.

Corporate Portfolios, including Amgen, Inc, Wendy's Corporation (f/k/a Wendy's International), Broadridge, ADP, Yum Brands, and AMR (American Airlines) are those among many valued clients with whom I have worked and whose portfolios I have managed. This experience has served to further enable my continued growth in practicing values of Loyalty, Commitments and, Relationships.

Skill Set: General

Communication

Excel

Sales Force

Corporate Client Account Administration

"382" Tax Requirements.

Abandoned Property (Escheatment).

Account Maintenance.

Accounting.

Acquisitions.

Audit Reports.

Broker Search.

Conversions.

Corporate Compliance (FRINRA).

Corporate Opinions.

Corporate Reconciliations

Corporate Tax Reporting.

D T C Eligibility.

Depository Agreements.

Dividend Declarations and Payments.

Escrow Accounts.

Inspector of Elections (vote certification)

IPO's (Initial Public Offerings).

Merger Agreements

Odd-Lots.

Operational Compliance.

Poison Pill Rights Agreements and Supplements.

Private Placements.

Proxy Distributions.

Proxy Tabulation (Includes Say-on-Pay voting).

Quality Assurance.

Reliance Letters.

Reorganizations.

Restrictive Legends.

Rights Agreements.

Rights Offerings.

RSP

Sarbane Oxley.

SAS 70 TYPE II Reporting.

Shareholder Distributions.

Shareholder Inquiries.

SPAT's.

SWAP's.

Tender Offerings.

Year end Tax Reporting (1099-B, 1099-Div etc.).

Employment: American Stock Transfer and Trust Company, LLC, New York, NY

June1989 –

August 2011 Relationship Manager/Account Executive/Assistant Vice-President

Corporate Liaison management, supporting both Public and Private Issuers Securities Portfolios. In-depth knowledge in the following fields:

Account Profiles.

Bond Interest Payments.

Cash Dividends.

Cash/Stock Elections.

Cash/Stock Mergers.

DRS.

DWAC's.

Exchanges.

Interest Payments.

Legal Transfers.

Mutual Funds.

Post Merger Clean-up.

Restricted Lapses/Terminations.

Restricted Stock Award Vesting.

Restricted Stock Awards.

Restricted Stock Grant Vesting.

Restricted Stock Grants.

Security Conversions.

Shareholder Account Maintenance.

Shareholder Services.

Stock Dividends.

Stock Transfers.

Education: Forest Hills High School, Queens New York

Royal Business School - 1981 (Associates Degree) Business Administration/Accounting

References: See attached Appendix A & B

***********@*****.***

Home: 718-***-****

Cell: 646-***-****

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