CFO

JEFFREY M. GLICK, CPA

203-***-**** • *********@*****.***

https://www.linkedin.com/in/jeffreyglick/

*TRUSTED ADVISOR*CREATOR OF CULTURE OF EXCELLENCE* Chief Financial Officer • Chief of Staff • • Chief Operating Officer ROI Maximization • Change Management • Program Management • Financial Reporting Optimized Budgets • Reduced Costs • Improved Financial Processes • Solar/Construction Insurance Strategy

RIA Compliance • Ensured Debt Compliance • Facilitated Audits • Secured Funding WORK EXPERIENCE

Arcadia Investment Partners, NY, NY 2023-Present

SEC RIA-1.3B AUM

Senior Director of Finance

• Provide support in the areas of finance, compliance, development of CRM/document mgmt./financial reporting platforms/ and business development and LP support.

• Created a strategic plan to meet new SEC RIA reporting requirements issued Sept. 2023

• Lead selection process/due diligence/integration for new PCAOB auditor and fund administrator for the over 80 SPV’s under management. Start U UP, LLC, Darien, CT

Financial Consulting-Outsourced CFO/CCO 2011 –2023 President/Founder-Key Client Examples Below

SUN ENERGY1, Stamford, CT 2021 - 2022

Chief Financial Officer

● Oversaw all aspects of finance operations including budgeting/planning, corporate and project financial reporting, tax and lending compliance, corporate and project insurance.

● Led the relocation of accounting/finance operations from North Carolina to Stamford Connecticut-Hired/trained and integrated 8 employees from controller to clerk

● Maintained management of North Carolina based staff along with local Stamford staff.

● Worked with Buy-Side Due Diligence Advisors and Investment Bankers in preparation of a transaction.

● Led the selection process of new insurance of broker with top three firms.

● Led the selection process of IT consulting provider for the transition of operations and assure enterprise level communications and cyber security. SAMA SPAC, NASDAQ, Rye Brook, NY 2018 - 2022

Chief Financial Officer

● Secured $295M in total raised funds and worked closely with the due diligence team.

● Directed and oversaw functional areas of finance, administration (IT and HR), internal and regulatory compliance (10k, 10Q., etc.), tax, and operations.

● Established financial policies and procedures, internal controls, and reporting systems.

● Supported the successful de-spac of SPAC I, including due diligence and SEC compliance. Schultze Asset Management (RIA), Rye Brook, NY 2016 - 2022 Chief Financial Officer

● Directed functional areas of finance, administration (IT and HR), internal and regulatory compliance (SEC, RIA, CIMA), tax, and operations.

● Introduced financial policies and procedures, internal controls, and reporting systems.

● Contributed as a Voting member of the Portfolio and Investment Committee

Sagard Capital (RIA), Greenwich, CT 2008 - 2011

Chief Financial Officer

● Supervised functional areas of finance, internal and regulatory compliance, tax, and operations.

● Implemented financial policies and procedures, internal controls, and reporting systems and managed outside fund administration and liaison with investors.

● Supported and administered the investment process.

● Spearheaded the Selection/Manage Prime Broker and Investment Research Coordination.

● Negotiated with Expert Network Vendors.

● Led the Financial/Investment Due Diligence.

● Administered Transaction Closing and oversaw the Investment Pipeline.

● Coordinated and managed the Investment Committee and handled all corporate Cross Border and Transaction Tax Planning.

Almaz USA, Greenwich, CT 1992 - 2008

Treasurer (CFO)

● Oversaw the functional areas of finance, administration, tax, and operations.

● Established financial and credit policies, procedures, controls, and reporting systems.

● Guided the transition from a joint stock company to a wholly owned subsidiary.

● Structured stock redemption agreements.

● Maintained banking and borrowing relationships.

● Retained auditors and legal and tax counsel.

● Developed transfer pricing structure with the foreign owner.

● Spearheaded the development of a proprietary software system linking operations (inventory), risk management, and accounting, the system was later successfully marketed and sold.

● Implemented a cyber security and disaster recovery program.

● Established Anti-Money Laundering Procedures as per Patriot Act and established and managed an offshore trading company.

Prior Experiences:

Phibro Energy (Salomon Brothers), Manager- M&A Manager- Earnings Forecast Merrill Lynch- Internal Auditor

Public Accounting

EDUCATION

State University of New York at Binghamton, Binghamton, NY Bachelor of Science, Accounting

CERTIFICATIONS, AWARDS, & MENTORING

• Certifications: CPA (NYS/Inactive), FINRA-Series 65: Registered Investment Advisor Representative (CRD: 6121419/Lapsed); National Futures Association-Series 3: Associated Person (NFA ID: 0469435/ Lapsed)

• Awards: ML& Co Recipient of President's, Commitment to Excellence Award

• The Bronx High School of Science - Alumni Mentor

• The University of New Haven - Guest Lecturer/Mentor-Finance and Accounting Departments

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