Risk Management Case

ADEGBOYEGA ODUMESO

PROFESSIONAL SUMMARY

A Seasoned Anti-Money Laundering specialist with 4 years’ experience conducting Fraud investigations, AML/BSA reviews, Sanctions Screening, Due Diligence (CDD/EDD) and ensuring QA/QC of AML processes for top-tier financial institutions and consulting firms. Has a strong understanding of various case management tools, financial crime regulations, AML compliance, and financial risk management. Proven ability to collaborate with internal, external and cross-functional teams to resolve, formulate and improve AML operations and processes.

KEY ABILITIES AND SYSTEM SKILLS: Actimize Fircosoft Pivot Tables SharePoint World check Lexis Nexis Excel, Access, PowerPoint KYC Regulatory Compliance Risk management Quality Assurance ACH, Wire FinCEN FINRA AML/BSA reviews AML/ATF Fraud Investigation OFAC 314a and 314b Sanctions/ABAC PEP Enhanced Due Diligence (EDD) Policy

& Procedure Enhancement Client Support Data Analysis Suspicious Activity Reporting (“SAR”) Correspondent Banking Public Domain Research Transaction Monitoring Trade Surveillance PROFESSIONAL EXPERIENCE

Consultant - MBO Partners at PwC New York, NY Oct 2023 – Present Fraud Analyst

Ensuring compliance with applicable regulatory laws, reporting requirements and client bank policies and procedures. Analyze, interpret and effectively communicate transaction monitoring/investigative reviews. Prepare and write Suspicious Activity Reports (SARs) as necessary. Review previous suspicious activity to ascertain whether continuing trends of potential anomalous activity exist necessary for a CAR. Contract - MBO Partners at PwC New York, NY June 2023 – Sep 2023 Sanctions Analyst

Conducted case management reviews of various rationale for reported blocked properties in compliance with OFAC regulations requiring financial institutions to provide OFAC with an Annual Report of Blocked Property (ARBP). Contract - MBO Partners at PwC New York, NY Feb 2023 – June 2023 AML/BSA Below and Above the Line Testing Analyst

Conducted detailed Below the Line and Above the Line testing of AML transaction monitoring cases Managed the accurate and organized documentation of all testing activities, findings, and remediation efforts. Contract - MBO Partners at PwC New York, NY Feb 2022 – Feb 2023 AML Compliance Analyst

Accomplishments:

- Collaborated with Client QC/QA team to achieve full compliance with regulatory and internal bank policies and procedures.

- Led training sessions for new investigators on end-to-end workflow AML compliance processes.

- Had a (3) Month rolling average quality control score >95% and production output over 100% Conducted enhanced due diligence (EDD) reviews to assess customer risk levels and identify potential suspicious activities in accordance with AML/BSA regulations, and internal bank policies and procedures. Managed high risk reviews involving complex ownership structures and transactions, Politically Exposed Persons, Sanctioned individuals/entities/regimes, adverse media, change in behavior, structuring, multiple counterparties in high-risk jurisdictions and other AML typologies.

Contract – Bego Consult Baltimore, MD February 2019 – January 2022 Fraud/AML Investigator

Conducted Fraud investigations on various fraud typologies such as EFE, 1PF, ATO, Account Compromise, BEC etc Conducted AML investigations and analyzed customer-provided documentation, such as identification records, business licenses and financial statements,

Prepared Suspicious Activity Report as applicable.

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