Client Associate Vice President
Resume:
Debra Butler Hardy
**********@*****.***
Skills and Qualifications
As a Senior Registered Client Associate, I assisted our clients in all facets. These include but not limited to:
1. Working with attorneys on Court Restricted Accounts, Trusts and Estate Accounts. 2. Opening new accounts, getting to know our clients, their needs, retirement plans and investment objectives.
3. Estate planning.
4. Office Administration
5. Proficient in Excel, Word and Outlook
Employment History
2006 – 2024 Wells Fargo Advisors
Assistant Vice President / Senior Registered Client Associate 1997 – 2006 Piper Jaffray
Senior Client Associate
1987 – 1997 Prior Firms: Stifel Nicolas and Wedbush Morgan Securities Certifications
Series 7 June 2007
Series 63 July 2007
SIE October 2018
FINRA Certification – Current
2018 – I received accolades for 2018 National Risk Champion for Wells Fargo Advisors
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