DANIEL ANDRAOS

** **** **, ******* ** *****

adzt1u@r.postjobfree.com C: 917-***-****

EXPERTISE

• Client Relations • Correspondent Banking

• Project Management • Broker/Dealer Relationship Management

• Metrics and Analytics • Process Improvements

• Internal Risk Assessments • Transaction Monitoring

• Compliance Documentation • Sales Procurement

• Quality Controls • Regulatory Compliance--Evaluation, Testing and Implementation

WORK EXPERIENCE

Americana Painting & Remodeling, Franklin NJ 10.2020-09.2023 Vice President-Operations

Forged and developed new relationships with suppliers to enhance quality and reduce spending, thereby improving customer satisfaction while simultaneously increasing profitability markedly

Worked collaboratively with project managers to ensure projects were well staffed, budgeted, and compliant with architectural drawings

Researched and procured the use of new and/or alternative technologies to facilitate larger projects

Conducted cost/benefit metrics analyses that proved pivotal in streamlining processes within communication, role assignment, and accountability for sub-contractors

Worked closely with Sales team providing research and analysis on customer data in order to improve cohesion within quotes and deliverables as they relate to quality of materials, workmanship and deadlines, in conjunction with profitability Americana Painting & Remodeling, Franklin NJ 03.2017-10.2020 Project Manager

Residential Sales

Conducted residential estimates of large and small projects alike, submitting binding quotes

Ordered materials, secured and drafted scheduling for my team, and obtained all necessary permits

Managed up to 11 in-house employees on the job-site, as well as tracked progress and coordinated with sub-contractors when applicable

Effectively liaised between construction departments, architects, and clients to convey any unforeseen issues and ensured mutually agreeable resolutions were reached American Financial Resources Inc., Parsippany NJ 09.2016-03.2017 Compliance Officer-Legal

Drafted GRC models in order to enhance cohesion between LOBs while eliminating risk

Reviewed, amended, and approved various LOBs’ procedures and workflows DANIEL ANDRAOS

76 Main St, Califon NJ 07830

adzt1u@r.postjobfree.com C: 917-***-****

Assisted in the preparation of Compliance reports and metrics for review by the Board of Directors

Drafted a variety of corporate resolutions in order to close gaps within the governance framework

Made routine best practices recommendations to the CCO via corporate proposals

Met and collaborated with department heads in order to develop respectively compliant procedures and workflows

Created, managed and enforced mandatory employee ‘e-learning’ training as well as continuing education courses

K2 Intelligence, New York NY 01.2015-09.2016

Senior AML Investigative Analyst

Reviewed BSA cases in which alerts were triggered by a broad range of transactional rule violations—those ranging from OFAC and Nested, to High Risk Country and Profile rule violations

Created extended profiles on cleared entities in order to facilitate the review process

Drafted SARs in accordance with the clients’ entity-specific protocols

Exposed and assisted in the remediation of procedural gaps within the clients’ framework

Promoted to serve as Quality Control associate

Led a team through various engagements, successfully completing lookback, backlog, and remediation projects

Served as team lead of the ‘SAR Review Group’

JPMorgan Chase, Brooklyn NY 10.2013-01.2015

Compliance Analyst, Employee Compliance and Regulatory Reporting

Reviewed and identified issues with employee trade activity comprised of Securities, Common Stocks and ETFs, Commodities, Mutual Funds, and Bonds to ensure compliance with pre-clearance parameters, window and gray lists, in order to minimize risk of insider trading on investment accounts

Delivered and managed the implementation of Broker/Dealer Relationship Management process to build relationships with over 200 non-approved brokers, forging strong partnerships in order to facilitate the remediation process and ensure compliance documentation is in place

Awarded the Global Compliance Excellence in Partnership for efforts in building relationships with clients, partnering with operations teams, business leaders, and stakeholders

Managed day-to-day resolution of complex issues surrounding client types, structures, financial products and services

Executed strong internal governance and controls by contributing to regular procedure updates and team training

Delivered proposals and project plans to resolve issues and streamline processes DANIEL ANDRAOS

76 Main St, Califon NJ 07830

adzt1u@r.postjobfree.com C: 917-***-****

Tested the Statement Tracker System to track and follow up on outstanding statement populations, increase operational efficiencies and reduce paper

Supported internal and external (FINRA) audits

Gain Capital (Forex.com), Bedminster NJ 01.2013-10.2013 Client Services Representative

Tracked client transactions ensuring compliance with AML regulations; escalated/flagged suspicious activity

Reviewed documents submitted by clients, evaluating their adherence to KYC parameters

Responded to a broad range of client inquiries via chat, email, and telephone

Explained and settled trade execution disputes and answered general market questions

Assisted clients navigate various trading platforms EDUCATION

William Paterson University, Wayne NJ

Master’s of Arts in Public Policy and International Affairs 2011

Pi Sigma Alpha- national Political Science Honor Society Rutgers University, Newark NJ

Bachelor’s of Science in Criminal Justice 2008

SKILLS

Fluent in French and Arabic

Detail Oriented and especially analytical

Advanced leadership and team-building prowess

Excellent writing skills

Advanced skills in: Microsoft Office, SalesForce, Bloomberg, internet research, LexisNexis, SharePoint, PRIME, World Check, Pneuron, FCRM, EnCompass and LCSS

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