JOHN P. CAREY, CPA

**** *. ***, **** *****, CA **804 • Cell: 708-***-**** • advizn@r.postjobfree.com

SUMMARY

Financial Services Professional with a background in capital markets and banking. Skilled in quantitative risk management, derivatives, financial analyses, compliance, and accounting. Highly motivated manager known for ability to establish and maintain managerial practices to create a high performance work environment. Professional Competencies/Accomplishments

Capital Markets

● Advanced quantitative risk assessment skills. Ability to identify and interpret market risk in context with established parameters and standards. Adjust establish targets and set framework to applicable conditions. Address complex financial/risk management issues and translate results into executable business solutions aimed at maximizing profitability and containing risk.

● Advanced analytical skills, developed over many years of experience.

● Expertise with derivatives, hedging, trading systems, investments, interest rate products, foreign currencies, commodities, clearing and counterparty relations/risk.

● Possess comprehensive knowledge of quantitative models, fundamental/technical analysis, risk systems/management, derivatives: pricing, trading and hedging strategies. Proficient in the use of high performance trading software for professionals.

● Strong knowledge of industry regulations, compliance and reporting with over 9 years of supervisory responsibility.

● Advanced ability to prioritize, maintain perspective and focus in a fast paced environment

● Energy trading supervisor and risk monitor, proprietary oil derivatives trading group. Financial Services and Banking

● Comprehensive risk analysis of banks balance sheet with an emphasis on loan and fixed income portfolios in context of ALM risk, capital reserves, and liquidity.

● Managed bank examination/audit teams.

● Determined and tailored internal audit scope to correspond with risk management assessment. ● Authored report of examination and made presentations of the report to FDIC, Federal reserve, senior bank management and board of directors.

● Regulatory compliance and reporting.

● PROFESSIONAL EXPERIENCE

Marscarsllc, Huntington Beach,Ca Accountant/bookkeeper 2022-current Loyola Medicine Transport, Melrose Park, Il 2017-2019 Logistics specialist

● Provided logistic support for the Loyola Healthcare System Network LUPO FUTURES, Chicago, IL (Formerly Alphagen Securities/WSP Commodities) 2013-2017 Lupo Futures provides capital structure for proprietary market making and trading groups in the Chicago capital markets space. Aubuchon Toller Group partnered with Lupo Futures; Eurodollar Option market making specialist’s.

Senior Derivative Trading Specialist Eurodollar Options

● Managed risk disciplines for interest rate derivative portfolio. Provided veteran market making skills and trade execution for the group on the trading floor. WH Trading, Chicago, IL 2011 -2012 WH Trading LLC is one of Chicago’s leading proprietary derivative trading firms, specializing in traditional open-outcry trading, electronic trading and software development.

Senior Derivative Trader/Risk Manager Eurodollar Options

● Managed a trading team assembled for expertise implementing and executing complex trading strategies on the Chicago Mercantile Exchange. Position required the continuous managing of risk inherent in fluctuating interest rates.

● Utilized the WH proprietary option model to manage risk, price and hedge derivative positions. Harrison Trading/HTG Capital Partners, Chicago, IL 1997-2011 A proprietary trading company, specializing in derivative market making and risk management. Senior Derivative Trader/Risk Manager Eurodollar Options

● Managed the interest rate derivative trading desk. All aspects of Harrisons main LOB. ● Harrison Trading Advisory Committee. Designed and implemented governance structure during buildout: Capital management, compliance, reporting, accounting, risk and control policies ● Onboarding of client trading partnerships: Vetting, setting risk parameters, risk and control oversight. ● Project management: proprietary option risk and pricing model, viability of entering OTC energy trading space. Spartan Trading Company, Kottke Trading Company

and Andre Trading Company, Chicago, IL

1993-1997

Capital markets proprietary trading firms that specialize in market making. Market Maker/Trader

● Traded and managed risk for individual proprietary account in Eurodollar Options.

● Mentored junior traders.

Singer/Wenger Trading Company, Chicago, IL 1986-1993 A proprietary trading company and clearing firm, Chicago Capital Markets.

Market Maker/Trader

● Traded Live Cattle, foreign currency and Eurodollar Options for proprietary accounts. ● Arbitrage team. Traded modeled price discrepancies in stock indexes occurring at different exchanges. ● Option trader training program.

Commissioner of Banks and Trusts, State of Illinois, Chicago, IL 1981-1986 Bank Examiner

● Led examinations of State Chartered Banks in the Chicago Metropolitan Area.

● Scope of examination included, loan portfolio analyses, fixed income investment analyses, asset/liability management, auditing, regulatory compliance and assessment of capital structure relative to asset risk. ● Examiner in charge, responsible for writing the report of examination for the Commissioner of Banks and Trusts, FDIC and Federal Reserve.

EDUCATION

Bachelor of Science, Accounting Carbondale, Southern Illinois University CERTIFIED PUBLIC ACCOUNTANT

Contact this candidate