Account Executive : D*****
Confirmation Date : */28/2022
Symbol Security A/CType Action Quantity Price Trade Date Settle Date Capacity KO COCA COLA CO COM M Buy 0.16231131 61.61 3/28/2022 3/30/2022 Principal Principal Amount $10.00
Interest
Commission or Equivalent $0.00
Transaction Fee $0.00
Other Fees / Credits $0.00
Net Amount $10.00
2550 North Rocheblave Street
New Orleans LA 70117
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Clearing and execution services provided by DriveWealth, LLC member FINRA and SIPC. DriveWealth, LLC is a wholly owned subsidiary of DriveWealth Holdings, Inc. Custodial services provided by DriveWealth, LLC, Citibank, N.A., RBC Clearing and Custody, Wedbush Securities Inc., Velox Clearing LLC, and Axos Clearing LLC. All DriveWealth trademarks are the property of DriveWealth and its affiliates. Any third-party trademarks appearing on this statement are provided with the consent of such third party and are the property of their respective owners. Transaction
Confirmation
Cash App Investing LLC
1455 Market Street Suite 600
San Francisco CA 94103
Phone : 855-***-****
Account Number:CASH-001-CAPZ020269 Account Name: DOROTHY LEGGETT 1. This trade confirmation is furnished solely by DriveWealth, LLC, a registered brokerdealer, for transactions in your brokerage account held with DriveWealth, LLC (DriveWealth or Us). DriveWealth is a registered clearing firm and custodian, and is affiliated with DriveLoyalty, LLC and DriveAdvisory, LLC. Unless otherwise noted, DriveWealth is independently owned and operated from your introducing broker or investment adviser, whose name appears on your statement.
2. If you find any errors or omissions on this trade confirmation, please call your broker or investment adviser immediately using the contact information provided by your broker or investment adviser, or DriveWealth at *******@***********.***. To protect your rights, you must also notify us in writing. You should notify us immediately upon discovery of the error, but in any event no later than 10 days after you receive the confirmation. This confirmation will be deemed conclusive after 10 days. DriveWealth will not be liable for any losses that occur because of your failure to promptly notify us of an error. 3. All transactions are subject to the rules, regulations, requirements and customs of the Federal Reserve Board, the exchange or market (and its clearing agency, if any) where executed, any association whose rules and regulations govern transactions in said market, and your account agreement(s) with DriveWealth. We will furnish, upon written request, the date and time when this transaction took place and the name of the other party to the transaction. Federal regulations require that all brokerage firms report sales transactions to the IRS unless the order was placed through an IRA, corporate or trustee account.
4. Securities purchased by you or held by us may be hypothecated and/or commingled with securities carried for other customers.
5. Payment for all purchases or delivery of securities sold is due promptly and in any event no later than the settlement date. We reserve the right to liquidate securities or otherwise cover a position without notice at any time, including prior to settlement date, when in our judgment the value of the collateral is in jeopardy or the account poses a risk to the firm. You will be held responsible for any resulting loss. 6. Any commission charged to you in this transaction may be more or less than commissions charged to or by others in similar transactions. The source and amount of other commissions received in connection with this transaction will be furnished on request.
7. For transactions involving fractional shares, DriveWealth may act in a principal or riskless principal capacity when executing fractional share orders. For whole share orders, or whole share portions of mixed capacity trades (e.g. 3.45 shares), DriveWealth acts in an agency capacity. The capacity in which DriveWealth has acted is contained within this confirmation.
8. The DriveWealth Steady Saver ETF (STBL) and DriveWealth Power Saver ETF (EERN) are exchange-traded funds (ETFs). DriveWealth, LLC will provide certain services to the funds, which may include granting a limited, nonexclusive, royalty-free license to use DriveWealth in the funds names, and services relating to marketing activities and economic support of the funds. For its services, DriveWealth may receive payment from advisers to the funds. Transaction Terms
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Clearing and execution services provided by DriveWealth, LLC member FINRA and SIPC. DriveWealth, LLC is a wholly owned subsidiary of DriveWealth Holdings, Inc. Custodial services provided by DriveWealth, LLC, Citibank, N.A., RBC Clearing and Custody, Wedbush Securities Inc., Velox Clearing LLC, and Axos Clearing LLC. All DriveWealth trademarks are the property of DriveWealth and its affiliates. Any third-party trademarks appearing on this statement are provided with the consent of such third party and are the property of their respective owners. Transaction
Confirmation
Cash App Investing LLC
1455 Market Street Suite 600
San Francisco CA 94103
Phone : 855-***-****
Account Number:CASH-001-CAPZ020269 Account Name: DOROTHY LEGGETT More information on ETFs is available at legal.drivewealth.com/investment-products and information about the funds is available at funds.drivewealth.com.
This statement is computed for payment by bank draft on settlement date. If payment is made at a later date, additional interest to date of payment will be charged. Payment for Order Flow Disclosure
Your broker/dealer and/or DriveWealth, LLC may receive remuneration, compensation, or consideration on this transaction for directing orders in securities to particular broker/dealers or market centers for execution. The source and nature of any compensation received in connection with your particular transaction will be disclosed upon written request to your broker/dealer. Please review your broker/dealers annual disclosure on payment for order flow policies and order routing policies.
Other Important Information
To speak to a member of the Cash Team, request contact through the Cash App or cash.app/help Page 3 of 3
Clearing and execution services provided by DriveWealth, LLC member FINRA and SIPC. DriveWealth, LLC is a wholly owned subsidiary of DriveWealth Holdings, Inc. Custodial services provided by DriveWealth, LLC, Citibank, N.A., RBC Clearing and Custody, Wedbush Securities Inc., Velox Clearing LLC, and Axos Clearing LLC. All DriveWealth trademarks are the property of DriveWealth and its affiliates. Any third-party trademarks appearing on this statement are provided with the consent of such third party and are the property of their respective owners. Transaction
Confirmation
Cash App Investing LLC
1455 Market Street Suite 600
San Francisco CA 94103
Phone : 855-***-****
Account Number:CASH-001-CAPZ020269 Account Name: DOROTHY LEGGETT