Financial Analyst Business Development

Boran Xu

Los Angeles, CA P: 669-***-**** ******@****.*** www.linkedin.com/in/boran-xu

EDUCATION

University of California, Los Angeles Los Angeles, CA Bachelor of Science Sep 2019 – Sep 2021

Double major: Statistics, Financial Actuarial Mathematics Dean’s List 2020-2021

Relevant Coursework: Accounting Principles, Data Analysis, Financial Mathematics, Microeconomics, Programming, R, Python, Statistics WORK EXPERIENCE

First General Bank Rowland Height, CA

BSA Analyst I Aug 2022 – Oct 2022

● Assist in researching, analyzing, and investigating account behavior for alerts (i.e., customer data/transactions) generated from the Bank’s BSA/AML software program for potentially suspicious activity and/or CTR processing.

● Assist experienced analysts with gathering, processing, and coordinating the Bank’s BSA, AML, and OFAC data to help ensure compliance document findings accordingly, and be elevated from monthly exceptions or targeted monitoring.

● Assist other employees in tasks necessary to perform the overall management of the Program for unusual activity. ATIF Holdings Limited (Nasdaq: ATIF) Irvine, CA

Financial Analyst Dec 2021 – July 2022

● Coordinated with due diligence for 3 projects (e.g., investor relations presentations, business development, industry research, etc.) on an as-needed basis, providing support portfolio management.

● Analyzed market risk metrics in the portfolio management (OMS/EMS) system to identify and escalate significant exposures, risk concentrations, and systemic risks to the trading desks and senior risk leadership.

● Compiled more than 10 pitchbooks and discussion materials for prospective high-net-worth individuals and institutions.

● Assist in developing the domestic business model in close collaboration with the CEO to attract more local clients. Equity Trader Jun 2021 – Dec 2021

● Analyzed financial statements, earnings reports, and candlestick charts for technical analysis to execute 50+ stock trades on electronic networks daily.

● Attained thorough knowledge of stock market terms and maintained 2+ financial reports for the portfolio managers.

● Conducted equity research for both buy-side and sell-side resulting in 10+ strong leads for the firm's portfolio. TradeMax Platform Remote Sydney, AU

Junior Broker Dec 2020 – Jun 2022

● Carried 100+ Forex and Futures accounts, including customer, proprietary and foreign futures, with a futures commission merchant or retail foreign exchange dealer on a fully disclosed basis. DeRucci Furniture Sweet Cozy Furniture Los Angeles, CA Salesman Jul 2018 – Jun 2019

● Raised $406,160 in the year for ability experiences with top sales for 5 months.

● Liaised with 3 sales management associates to synthesize and set personal and team sales goals. VOLUNTEERING ACTIVITIES & ORGANIZATIONS

World Finance Group Los Angeles, CA

Committee Member Feb 2017 – May 2017

● Managed the launch of a new booking system to improve the organization of 10+ events; the system is used across the university currently.

Academic Support Club Los Angeles, CA

President Jun 2016 – June 2017

● Planned and supervised 5 society events, which included presentations by area campus resources and class schedules.

● Cofounder of collegiate Overwatch team aimed at participating in the TESPA Tournament and trained teammates with strategies. Our team earned the top 16 on the West Coast in 2016. Treasurer Sep 2015 - Jun 2016

● Constructed 12 financial plans and organized the club's fund account to maintain a clear balance and budget. ADDITIONAL

Technical Skills: Neovest, Capital IQ, R, Python, Microsoft Office Suite, Bloomberg, Vlookup, PivotTable Languages: Fluent in Chinese (Mandarin), English

Certifications & Training: Bloomberg Market Concepts, FINRA Securities Industry Essential (in Progress)

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