Desk Trading
Resume:
Stephanie Moukazis
Staten Island, NY 10307
**********@*****.***
Work Experience
Morgan Stanley- New York, NY- April 2017- May 2019- Director
Worked as a liaison between Operations, IT, equity syndicate trading desk, structured investments trading desk and FX trading desk.
Facilitated and coordinated system enhancements for trading desk platforms including writing business requirements, writing test case scripts, and performing UAT (user acceptance testing)
Provided support to trading desks in the event of system outages and worked with IT toward implementing temporary solutions during outages.
Morgan Stanley- New York, NY- January 2010- September 2016- Director
Managed a team of 5 people and an offshore team in Guadalajara, Mexico of 6 people that supported TRACE (Trade Reporting and Compliance Engine), RTRS (Real Time Reporting System), OATS (Order Audit Trail System), ACT (Automated Confirmation Transaction), Federal Reserve TIC reporting, FOCUS reporting, and Large Treasury reporting.
Supervised and lead team meetings with compliance, trading desk, risk, operations, and IT teams to review late trade reporting metrics and worked with them to implement methods to reduce late reporting.
Served as the Operations liaison between the firm and FINRA and the Federal Reserve.
Reviewed and approved FX wire transactions.
Morgan Stanley- New York, NY- March 2006- December 2009- Associate
Identified and communicated all TRACE, RTRS, OATS, and ACT reporting exceptions to trading and Operations management.
Processed all Retail Futures monthly interest payments for our Futures account clients.
Performed 10-99 and monthly statement review and reconciliation for the Futures section of our client’s monthly statements to ensure accurate information was reflected.
Morgan Stanley- New York, NY- February 2000- November 2009- Analyst
Identified and communicated All P&S (Purchase and Sales) equity and fixed income trade breaks to trading desk.
Performed reconciliation of trade breaks and CAGE to ensure that all fails to deliver and receives were resolved.
In addition to these daily functions, I was given the opportunity to work on a prospectus rescission project that lasted approximately one year.
Education
Syracuse University- 1993-1997- Music Education
Licenses
FINRA License Series-99
Skills
Microsoft Office including excel and power point
User Acceptance Testing
Writing Business Requirements
Developing test cases and testing scripts
Business Analysis
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