Financial Analyst Consultant
Resume:
Robert (Bob) Archibald
San Francisco, CA 94116
*******@***.***
PROFESSIONAL EXPERIENCE
August 2015 – March 2018
Wells Fargo Bank – Banking Consultant – San Francisco
oInternational banking consultant
oAudited overseas financial centers (Canada and Asia) remotely and onsite for compliance with US and local laws and regulations.
oExpert in letters of credit documentation
oReviewed and commented on policies, procedures, and guidelines
oFocus on AML/ BSA; Anti-bribery and OFAC
May 2014 – August 2015
Robert Half – Banking Consultant – San Francisco
oInternational banking consultant at large US bank
oReviewed and commented on policies, procedures, and guidelines
oAudited overseas financial centers remotely
April 2011 – April 2014
Promontory Financial Group – Banking Consultant – San Francisco
oMortgage banking consultant (SME) at large US bank
oDeveloped compliance testing protocols for mortgage banking operation, including vendor risk management
oReviewed and commented on policies, procedures, and guidelines
October 1989 – April 2011
US Treasury/OCC – Senior Bank Examiner – San Francisco
oLed examinations (or was the lead assistant) of some of the largest and most complex banks in the United States
oReviewed financial statements, business plans, and public filings to analyze assigned banks
oResponsible for supervising staff on the examinations that I led
oPresented findings from the examinations to senior management and the Board of Directors of the examinations I participated in
oRecommended supervisory action to senior management to address noted weaknesses
oCredit risk specialist; assisted in the development of national regulatory guidance relating to various aspects of asset quality, including asset classifications and allowances
oMonitored operating and financial performance of assigned banks
oArea of specialty: credit risk; risk management (including vendor risk management); mortgage banking; interest-rate risk; and compliance. Significant exposure to credit card banks
January 1987 – October 1989
Federal Home Loan Bank of San Francisco – Bank Examiner – San Francisco
oLed examinations of banks in the western United States
oReviewed financial statements, business plans, and public filings to analyze assigned banks
oResponsible for supervising staff on the examinations that I led
oPresented findings from the examinations to senior management and the Board of Directors of the examinations I led
oAssisted in the development of new regulatory guidance relating to allowances
oArea of specialty: credit risk
April 1985 – January 1987
Federal Home Loan Bank of San Francisco – Financial Analyst – San Francisco
oResponsible for monitoring a portfolio of banks in the western United States
oReviewed financial statements, business plans, public filings, and applications for the portfolio of assigned banks; provided recommendations regarding enforcement actions, applications, and supervisory strategies.
EDUCATION
University of San Francisco, San Francisco December 1984
MBA, Finance
University of California, Davis June 1982
Bachelor of Sciences, Zoology & Agricultural Economics
MILITARY SERVICE
US Army (Cavalry) March 1976 to February 1979
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