Dada Ingram

*** ***** ** #***

Atlanta, Georgia *0305

adp0pa@r.postjobfree.com

404-***-****

Summary

KYC/EDD/AML Analyst that can expeditiously verify the identity of clients with financial transactions. Familiar with BSA and USA Patriot Act. Adept at applying KYC guidelines to prevent funds from being used for money laundering purposes. Specialize in effectively monitoring transactions and providing correspondent banking services to other financial institutions including but not limit to facilitating wire transfers, currency exchange, trade documentation, and accepting deposits.

Highlights

• AML/On Boarding Process

• Enhanced Due Diligence Comprehension

• Transaction Monitoring

• Risk Assessment Procedures

• Data Collection and Analysis

• Negative News

• Correspondent Banking

• Transaction Monitoring

• Credit/Debit Claims/ Chargebacks

• Regulation E and Z

DISYS - KYC/COF/AML ANALYST

March 2021- December 2021

* Act as business rep/focal point for issues or feedback and current status of request

* Explain how E2E process works to business, and set expectations on timescales

* Explain what docs are required and why * Coordinate priorities for each business

* Follow-up on issues and delayed KYC requests (e.g. Counterparties not sending docs)

* Check Counterparty (single counterparty list / MDN / GT) which do not exist

* Determine request type (create or update or other), enter requests in MDN (ensuring that the appropriate regulatory classification EMIR, MIFIDII, REMIT etc. is provided and chased if not for financial Counterparties).

o Managing documents in SharePoint or appropriate agreed document repository

o Building business understanding and context for requests

o Translating documents received from Counterparty o Attending business meetings to present onboarding end to end performance

* Tax: Validate Tax number and request Tax approval if required

o EU VAT - Validate on VIES o HMRC Validation (UK Companies trading Gas, Power or Emissions with STIL or SEEL)

o UAE VAT - VAT Certificate or non-editable documentation required (no on-line verification possible)

o Tax number documentation including W8 form re-request every 3 years

* Request all end to end documentation including required Financial Crime documentation (as per document collection matrix), Credit and where necessary conduct Counterparty outreach (data privacy reqs understanding)

* Credit: Latest audited financials

* KYC: checklist Initial Due Diligence / Enhanced Due Diligence

* FO Data: MDN request / W8 & W9 US tax forms / banking forms (to be determined after banking review)

SunTrust Bank – EDD/KYC/AML Compliance Analyst

August 2019 – March 2021

• Performed cursory review of all cases received within the FCP EDD group in an effort to streamline the EDD assessment process

• Communicated effectively and maintain relationships with the branch network and Senior Management regarding KYC documentation, clarification of structures and content of account requests.

• Maintained the Financial Services and Private Bank application platform queues to review and open FCP EDD cases in a timely manner.

• Responded to all inquiries sent to the EDD Group shared inbox. Tracked, assigned and prioritized all requests to respective

• Teams Reviewed and approved due diligence subsequent account requests to existing accounts when required, Produced daily prioritization and progress reports.

Genpact /Bright Claims -KYC Analyst

January 2016 – June 2019

• Completed CIP which involved collecting and validating client’s data, also remained compliant with BSA and Fin CEN.

• Verified CDD and collected information as a part of the process including customer name, business or entity, address, date of birth, and identification number.

• Assessed the client and determined the AML rating of low, medium, or high risk. Screened clients against PEP lists. Also, determined risk assessment score based upon various conditions such as source of income, geographical location, expected cash transactions, and location of business.

• Conducted EDD on high-risk clients or entities, also drilled down on beneficial owners up to the last individual that owned 25%.

• Remained compliant with ongoing due diligence which included clearing alerts once low/high/auto high risk periodic reviews where complete.

Wardlaw Claim Services — EDD/KYC Analyst

December 2013 – December 2015

• Handled process check on escalated clients deemed high risk.

• Performed EDD on existing client escalation from low/medium risk to a high risk status, as well as new clients that posed a higher money laundering risk.

• As part of EDD I would do a transaction review, media review, source of funds and check financially related convictions within last two years.

• Completed pivot tables, monitored transactions, investigated suspicious activity, identified layering, placement, structuring and integration in an attempt to mitigate the FI overall risk exposure, compliance and reputation risk. Accurately Identified prohibited high risk countries.

• Immediately contacted state and federal authorities with suspicious activity identified as urgent. Filed SARS and notated law enforcement was contacted.

Prime Consulting - AML Analyst

January 2013 – November 2013

• Reviewed wire transfers, dormant accounts, transactions directly below reporting threshold, and complex transactions.

• Performed Periodic Reviews on high risk clients annually.

• Implemented Automatic high risk reviews on entities and clients through a media search, in addition verification of the physical structure, certificate of incorporation, and the questionnaire was included in the account.

License/ Certification /Education

*Bachelor’s degree in criminal justice

* Texas ALL LINES Adjuster License Number #1821169

* Florida Adjuster License # W258560

* Georgia Adjuster License # 30215424

* North Carolina Adjuster License#16930506

* Kentucky Adjuster License DOI905354

* Louisiana Adjuster License #683807

* FEMA NFIP FCN#70003479

* Pilot Catastrophe Auto Technical Certification

* Pilot Catastrophe Auto Flood and Hail Loss Certification

* Pilot Catastrophe Total Loss Certification 1693506

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