Retirement Plan Specialist

John P. McAuliffe, CRPC

*** * ****** ** #***, Washington DC 20024

Cell Phone: 973-***-****

****.*.*********@*****.***

EDUCATION AND CERTIFICATIONS

B.A. in English January 2014

Virginia Tech, Blacksburg, VA

FINRA Series 7, 66

CRPC - Certified Retirement Planning Counselor

RELEVANT EXPERIENCE

Retirement Plan Specialist – Raffa Wealth Management Apr 2018 – June 2020

● Lead advisor & relationship manager for about 25 institutional clients, with assets over $100M.

● Manages client education regimens, including creating and presenting person and remote retirement plan education sessions custom to each client, quarterly participant webinars, and monthly educational emails.

● Advisor experience with 401(k), 403(b), 457(b), and 457(f) plans in both a 3(21) and 3(38) fiduciary capacity.

● Advises plan participants in one on one consultations covering retirement planning and financial wellness.

● Manages onboarding and continuing service for all retirement clients, including annual fund due diligence, plan health reporting, and fund watchlists.

● Leads learning seminars for retirement plan sponsors up to four times a year.

● Manages vendor relations with 10 retirement plan platforms. Client Service Assistant – Clarion Wealth Management Partners Aug 2016 – Apr 2018

● Executed trades on behalf of the firm at the request of the advisor.

● Coordinated a personalized response to and resolution of client service requests.

● Responsible to administer all 529 clients.

● Proactively reviewed and followed-up on all open client-service items.

● Remained up-to- date on industry regulations - developments, service opportunities, and product enhancements.

● Supported regularly scheduled service meetings with existing clients. Technical Recruiter - Unisys Nov 2015 – Aug 2016

Resource Manager - Signature Consultants Feb 2015 – Oct 2015 SKILLS AND OTHER ACTIVITIES

● Knowledgeable in Microsoft Office Word, Excel, PowerPoint

● Experienced in Technical, Business, and Creative Writing

● Experience with Investor360, Advisor360, DFA Returns, Black Diamond Reporting, and Junxure

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