Manager Quality

STERIN MARIAM TITTY

#**, ****** *****, *** *****, 4th Cross Road, Veerappa Reddy Layout,

Munnekolala Extn, Marathahalli, Bangalore-560037

E-mail: ****************@*****.***

Mob: 073********

Professional with over 3+ years of experience in driving strategic solutions and quality assurance initiatives into Global banking domain particularly in KYC/AML Compliance domain. She was actively involved in handling the business transformation projects that enabled the transition of Legacy Systems to new Strategic Systems and meeting stakeholder’s expectation. She has a proven record of working with GBM customers of US region including risk identification, Risk Assessment and mitigation techniques to ensure smooth delivery of the Project. She is expert in Requirement gathering, Gap Analysis, collaborate with the team spread across different geographies, and providing solutions for process related complexities. 1) Societe Generale Global Solution Centre- Bangalore, India. Role: KYC Analyst, 19 April 2019 – Present

KYC Periodic Reviews: Performing both Maker and Quality Checker roles of KYC renewal/periodic review for different profiles specialized in both Funds and Non-Funds profiles to a specific Geographical regions (United States and Europe). Key Responsibilities:

Prepared KYC Due Diligence profiles on a wide range of entity types (Funds, Corporations, and Non-Profit Organizations).

Analyzed client data, documentation and negative news in order to determine a Client Risk Profile as established under the KYC Procedures.

Performed required KYC screenings on customers as well its connected parties and documented the same as required by global KYC procedures.

Followed-up with different departments to determine the status of each case.

Determined problems and issues concerning clients’ files, and ensured that they are properly investigated.

Reviewed and validated KYC files, and ensured that they are stored in a confidential manner.

2) CAPCO Technologies Pvt LTD – Bangalore, India.

Role: Associate, 26 Dec 2016 to 16 April 2019

KYC Remediation for Global Tier 1: The project was to develop a robust KYC remediation online application to take over the legacy system which catered to only a specific Geographical region.

Key Responsibilities:

Provided an end-to-end KYC expertise throughout the Renewal and Remediation process for global and international Banking clients.

Monitored the current business process and analyzed the risk of each accounts Career Summary

Experience:

according to policies and procedures by using researching tools like Avox, MintGlobal, OneStop, Bloomberg etc.

Worked with different stakeholders to identify the required KYC information and provided guidance on policy and procedural requirements around on-going AML/KYC reviews

Verifiedcustomeridentitiesandintentionstounderstandtheirtransactionalpatterns.

Conducted GAP analysis to identify possible fraudulent or suspicious activities by constant interactions with Subject Matter Experts (SMEs), Client Managers and other stakeholders.

Examined the existing system capabilities / functions and worked to mitigate the operational risk and provide tactical solutions to the client.

Screened triggered banking accounts for red flags constituting further anti-money laundering investigation.

Prepared Suspicious Activity Reports in compliance with established regulatory guidelines and time frames and ultimately recommended to KYC/AML compliance officer for further investigation, closure, or observation of the account.

Created interactive business documents by using Visual Basic used by analysts, QC and bankers to retrieve necessary customer information and create completed KYC review.

Worked with different stakeholders to analyze and validate requirements

Ensures final reports are accurate, comprehensive and suitable for use in the client on- boarding/ remediating decision-making process. Functional expertise

- Global Banking Risk & Financial

Crime and Insurance, KYCs,

AML/CTF.

- Investment Banking Operations

- Business Analysis

- Risk & Issue Management

- Stakeholder Management

- Ability to focus on high quality

work while under pressure

Technical skills:

- MS Office- Word, Excel, PowerPoint,

and File Management,

- World check, RDC, Lexis Nexis, Dow

Jones

- Mint Global, AVOX, Bloomberg, One

Stop, Orbis

- Different country registries and

regulatory sites (SEC Edgar, SEC IAPD,

Cayman Islands Monetary Authority,

CSSF-Luxembourg registry etc)

- SDN Search, OFAC, FATCA, AMLQ,

FinCEN Search.

Awards and Recognition

- Maintained a standard and the required quality throughout the work.

- Received Appreciation from Manager as well as the Head of KYC operations of Societe Generale Global Solution Centre for the good work for the high risk profiles.

- Awarded “CAPCO Letter of Appreciation (CLAP Award)” in Q1 as well as in Q3 for the delivery of excellent work.

- Achieved targets with good quality all the time.

- Received Appreciations mails from Client side (KYC/AML AVP, Managers, SMEs, QCs) for the maintaining the quality up to the standard.

- Trained as KYC analyst as well as CSU Analyst.

Skills

Course Name of Institution Board/University Year of Passing

MBA

(Finance& HR)

Shree Devi Institute of Technology,

Kenjar, Mangalore, Karnataka.

Visvesvaraya Technological

University, Belgaum, Karnataka 2016

B.Sc

Mathematics

St. Thomas College, Kozhencherry,

Pathanamthitta, Kerala.

M.G University, Kottayam,

Kerala. 2014

Intermediate S.C Higher Secondary School,

Ranny, Pathanamthitta, Kerala

Board of Higher Secondary

Examination, Kerala. 2011

SSLC S.C Higher Secondary School,

Ranny, Pathanamthitta, Kerala

General Education Department,

SSLC, Kerala 2009

Personal Details

Permanent Address : Kaithavana House, Chellakkadu P.O, Ranny, Pathanamthitta, Kerala – 689677

Date of Birth : 20 July 1993

Gender : Female

Nationality : Indian

Marital Status : Single

Reference

• Mr. KittuAchen, Principal Consultant, CAPCO Technologies Pvt Ltd, Bangalore. Ph: 096********

• Mr. Abhishek Pandey, Senior Consultant, CAPCO Technologies Pvt Ltd, Bangalore Ph: 073*******

Declaration

I hereby declare that all the information furnished above is true and best of my knowledge and belief.

Place: Bangalore

Date: (STERIN MARIAM TITTY)

Educational Qualification

Languages Known: English, Hindi, Malayalam

Hobbies & Interest: Solving Mathematical and logical interesting problems.

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