VICKY NGUYEN

** **** ******** ******, ******* ON M6K 3R9

647-***-**** adi4jt@r.postjobfree.com LINKEDIN.COM/IN/VICKY-NGUYEN EDUCATION & PROFESSIONAL DEVELOPMENT

Bachelor of Commerce, Economics & Finance, University of Guelph, Guelph, Canada, 2012

Canadian Securities Course by CSI, Toronto, Canada, November 2017 Series 99 by FINRA, Toronto, Canada, November 2020 QUALIFICATIONS PROFILE

Financial Reporting

Compliance & Risk

Conflict Resolution

Ability to delegate

Learning agility

Managerial competency

Client relationship management

Highly Proficient in MS Office

Written & Verbal Communication

ADP & Dataphile Systems

PROFESSIONAL EXPERIENCE

Assistant Manager Nov 2016 – Present

Scotiabank, Toronto

• Leading an asset servicing team and able to improve accuracy rate to 96%

• Forecast client market risk and exposure pertaining to corporate actions

• Liaison with various departments to align & streamline business processes

• Ensuring team maintenance of SLA standards & involved with projects pertaining to changes in industry practices

• Escalation contact for all retail, discount and custody inquiries, taxation analysis and compliance reporting; while maintaining a positive affiliation with each group

• Corporate action knowledge in both domestic and foreign markets that includes North America, Europe, Latin America and Asia.

Analyst Feb 2012 – Nov 2016

Scotiabank, Toronto

• Processing corporate action events & ensuring the file is balanced during the life of the reorganization included client instructions, allocation, trade settlement and lending activity

• Reviewing tax implications & knowledge of foreign withholding tax procedure

• Lead analyst that assisted in training & developing new staff

• Created SOP’s, redesigned processes, automated tasks and excelled at reconciliations

Data Entry Clerk Aug 2011 – Jan 2012

ADESA, Brampton

• Recorded the live auction sale of cars in a fast pace bidding war environment to car dealers

• Documented & matched the winning bid with the auction item VOLUNTEER EXPERIENCE

Scotiabank Pride, Volunteer,

2015, 2016, 2017

Occupational Health & Safety,

Committee Member, Scotiabank,

2016 - Present

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