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Manager Analyst

Milwaukee, WI
December 28, 2020

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Dawn M. Strobel

**** * ****** ** ****** WI 53097 414-***-****


Seasoned AML Investigative Specialist with seventeen years of experience in international intelligence, global due diligence, white collar crime and money laundering investigations seeking a Project Manager position with the Discover Financial Services AML Team COMPUTER SKILLS

Microsoft Office Applications, Lotus, C++, SIPRNET, Crimes, i2, Clear and Pen Link TRAINING

• Money Laundering and Structuring- IR$

• Interview and Body Language techniques- DHS

• Financial Investigation Techniques-U.S. Attorney's Office

• Financial Funding of Terrorist Cells- FBI Computer Forensics- DHS

• Techniques for a Successful Interview and Interrogation- Florida HIDTA

• Seized Computer and Evidence Recovery- DHS

• Cyber Crimes- FBI/DHS

• Intelligence Toolbox- DHS

• Counter Terrorism- U.S. Navy


BMO Harris Bank Jan 2014 – Mar 2020

Senior Investigator AML Investigator in the High-Risk Unit Chicago, IL

• Subject Matter Expert on Trade Finance, Human Trafficking, and Cyber-Crime

• Performing Enhanced Due Diligence (EDD) reviews for high-risk customers and investments

• Member of the Legal Corporate Compliance Group (LCCG) as part of the BSA/AML staff

• Detecting Money Laundering, Terrorist Financing, and Human Trafficking/Smuggling

• In charge of Bridger watch list management, adjudicating and clearing alert hits of possible sanctions based off OFAC, OSFI, SDN, SDGT trust accounts, PEPs, OSFE- Milwaukee

• Screen individuals/entities for possible Politically Exposed Persons (PEPs), OFAC/SARs/CTR/UARF (Unusual Activity Referral Form) reviews and clear alerts in accordance with departmental and regulatory guidelines

• Review Currency Transaction Reporting (CTR) exempt person/entity profiles

• Utilize Onbase, Insight, Fortent/Norkom, Altel, TPSS, Touchpoint, ASR, IMS, TPS, SQN, Lexis Nexis / Clear, Deposit Edge, Capital Markets, Live Link, Actimize and CIMCIF systems along with websites such as Guidestar, the State bar, Secretary of State (SOS), World Check, Checkvision, IRS FINRA, FinCEN and Citrix.

• Analyze account activity and provide documentation for asset forfeiture criminal cases

• Complete extensive file reviews for IFI, Capital Markets, Personal & Commercial and Vault customers who fall under the “high risk customer” category

• Provide manager and co-workers with recommendations to improve policies, procedures and a more efficient way to meet the OCC rules and regulations pertaining to AML /BSA M&I Bank (Acquired by BMO Harris Bank) Jan 2012 – Jun 2014 AML Risk Analyst/OFAC Team Leader Milwaukee, WI

• Conducted Know Your Customer (KYC) analysis for high-risk consumer and commercial accounts

• Monitored flagged and high-risk profile wires

• Adjudicated potential SDN matches to ensure compliance with OFAC regulations Validated Compliance/AML models- data mapping, algorithms, model assumptions/thresholds, inputs/outputs Insight Group Inc. Mar 2011 – Jun 2013

Private Investigator Milwaukee, WI

• Performed international site-visits to ensure regulatory compliance

• Conducted fixed and mobile surveillances and obtained photographic and video evidence

• Interviewed subjects and obtained evidence for cases of divorce, child custody, missing persons, etc.

• Performed due diligence searches using vendor databases, public open sources, credit reports, tax and legal filings

• Compiled investigative reports for law enforcement and clients

• Testified at hearings and court trials to present evidence High Intensity Drug Trafficking Area (HIDTA) - DEA/DOD/DOJ/IRS Feb 2006 – Aug 2010 Criminal Financial Intelligence Analyst (DOJ Top Secret/SCI Security Clearance) Midwest Region

• Served on the SARs review board with the IRS and investigated SAR filings

• Specialized in fraud, international scams, and forensic audits

• Assisted Law Enforcement with AML white collar crime cases (i.e. structuring, smurfing, embezzling, human trafficking)

• Facilitated international terrorist cell funding and money laundering investigations with financial institutions

• Conducted computer forensic and imagery analysis related to narcotics and financial crimes investigations

• Cataloged seized evidence during forensic audits and search warrants

• Utilized telephonic wiretapping and forensic accounting to locate embezzled/stolen funds

• Analyzed, prepared and presented crime statistics and trends for investigative reports, affidavits, monthly newsletters, and internal/external Law Enforcement presentations

• Utilized intelligence databases during investigations: Pen Link, i2, NCIC, FinCEN, ILook, ArcVIEW, Gateway, and FBInet Department of Aging Jan 2005 – Jan 2006

Social Worker Milwaukee, WI

• Served as an agent of the State of Wisconsin administering entitlements to the elderly

• Ensured that State mandated policies and regulations are met and enforced Advocate for elderly clients with medical and financial decisions High Intensity Drug Trafficking Area (HIDTA) DEA Apr 2003 – Dec 2004 Criminal Intelligence Analyst Milwaukee, WI

• Supported DEA in drug and gang related cases using federally instated programs

• Deciphered information with link charts, event matrix and criminal records

• Analyzed case related information using Pen Link, Analyst Notebook, Crimes and other intelligence resources

• Discovered Intelligence gaps and determined the next steps in a case in order to pursue an arrest

• Participated in the Counter Drug program-administering Low/High ropes programs to adolescents Bank ONE Inc. Jan 2001 – Mar 2003

Milwaukee, WI

• Account Manager

• Loan Adjuster

• Budget Analyst

United States Army-Reserve 2001 - 2007

Intelligence Analyst, 2LT *TS/SCI clearance* Honorable Discharge

• Assembled, integrated, analyzed and disseminated intelligence collected from tactical, strategic and technical sources

• Served as a geographic area specialist, completed networking and database operations, processed intelligence reports

• Assisted in maintaining Intelligence records, prepare maps, aerial photographs and assemble individual intelligence reports

• Experienced in LEADERSHIP roles and responsibilities EDUCATION

Master's Business Administration - Kaplan University (2011) Bachelors Science - Criminal Justice - University of Wisconsin-Milwaukee (2001) Associates in Intelligence Operations - Cochise College, Arizona

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