Financial Analyst Manager

Alice Au

GROWTH FOCUSED VP

Meticulous Data Analyst who undertakes complex assignments, meeting tight deadlines and delivers excellent performance; highly productive achiever who works well with minimal supervision; applies practical knowledge in corporate finance and financial markets with extensive experience at JPMC; excels in implementation, planning, and analytics; reduces company expenditures by automating and standardizing work processes; operates with a strong sense of urgency and thrives in a fast-paced setting.

170 Mills Avenue

Staten Island, NY 10305

1 - 917 - 318 - 1470

**********@*****.***

EXPERIENCE

Adecco, New York, NY — Business Analyst

OCT 2020 - Present

●Recovery and Resolution Planning (RRP): Value in Resolution projection of Balance Sheet, Capital, and Liquidity for a financial institution with market cap of 26.6B USD, planning jump-off-point/solvent wind-down, focus on Material Legal Entities

Pandemic, New York, NY

Mar 2020 - Oct 2020

●Learned Python programming language via Coursera, and Spanish via Duolingo

●Practiced & perfected: Banana chip muffins, Blueberry yogurt muffins, Steamed brown bread, Ma Lai Go, & Milk buns

JPMorgan Chase, New York, NY — Product Reference Data Project Manager VP

MAR 2017 - MAR 2020

●Implemented the tracking template for project plan tracking with tasks/milestones in gantt chart with compiled requirements gathered from interviews with key stakeholders across the firm

●Communicated effectively the findings on data analysis/gap analysis on legacy and industry standards, ISDA vs EPS strategic product types, presented summary to managers and peers; received excellent reviews/feedback from 4 judges

●Implemented strategic product usage by Market Risk Pack Reporting, standardized and tagged to QR model usage, awarded special comp $11k

●Gained approval on 2021-22 budget for EPS (Enterprise Products & Services thus maintained staff: 2 Associates; 3 VPs; 1 ED; 1 MD) program by presenting solution proposals to resolve gaps, next steps, and implementation plan

●Designed and implemented controls report, tracked and reported to steerco the KPI weekly/monthly metrics (used Tableau and excel) on implemented strategic product exceptions, performed data analysis

●Substantiated product taxonomy as ref data by delivering the product glossary (approx 200 instruments) on derivative product taxonomy

●Developed plan in collaboration with partners to reduce outliers from 30 down to zero or 100% mappings implemented for FX Cash, FX Options, and Commodities assets, as a result of data analysis

JPMorgan Chase, New York, NY — Market Risk Business Analyst

OCT 2014 - MAR 2017

●Implemented in the Market Risk engine the data mining to display more sensitivities, risk measures to better assist with decisions on capital, liquidity, funding and to comply with Basel Committee on Banking Supervision (BCBS) via business/functional requirement documentations (created BRD & FRD), supported by data analytics and testing

●Collaborated effectively with the application developers and business partners under tight deadlines in a highly pressurized environment, in VAR production support and project delivery of auto-reconciliation reports, 100% successful deliveries by target dates; supported by data analytics and testing

●Designed & delivered to Market Risk Reporting clients the illustration on data lineage within systems, 100% successful as measured by feedback from happy client

JPMorgan Chase, New York, NY — Market Risk Reporting Hierarchy Manager VP

OCT 2007 - OCT 2014

●Manager of seven people for hierarchy change and control

●Closed out Action Plan items in VAR Model Infrastructure Review Keys by partnering with Market Risk & Governance team on Consent Order; supported by business and data analysis

●Satisfied the challenging Risk Finance Oversight & Control on the Fed (FRB) Exam 2014 by providing qualitative and detailed narratives; 100% successful as measured by feedback from happy client; supported by business and data analysis

●Identified and resolved unclassified VAR, Default Exposure for Firmwide Risk, Country Risk, Volcker, and Basel reporting, by coordinating hierarchy updates

●Implemented auto-process/data analytics job into the Market Risk engine that resulted work reduction to five seconds, from 40 minutes of daily manual work into JPMC application

JPMorgan Chase, New York, NY — Financial Analyst, Regulatory Reporting

DEC 2005 - OCT 2007

●Manager of summer program intern

●Attested controls by delivering monthly (12 / yr) reconciliation results to Accounting, MO, Finance partners

●Closed 1 major IRFE issue by implementing change in case study

●Managed project IRFE Linked-Deal 2006, analyzed approx. 100 samples

●Led testing development on innovation

JPMorgan Chase, New York, NY — Financial Analyst

●Swapsback Project, Senior Accounting & Controls

●Middle Office/Trade Support

JPMorgan Chase, London, UK — Financial Analyst

●Accounting & Financial Analyst, London, UK

Lloyds Bank, New York, NY — Financial Analyst

EDUCATION

New York University (NYU), New York — Bachelor of Science (BS)

Double Major: Marketing And International Business

JPMC Training, New York — Certificates of Completion

Jun 2019 - Jan 2020

Data Visualization - Building Data - Driven Stories for VP

Derivatives - Markets

Equities Derivatives

Bond Markets

Commodities

University of Michigan

May 2020

Python for Everybody (Getting started with Python)

PROJECTS

Enterprise Products and Services (EPS) product taxonomy — Program offers a standard product listing

For internal/external reporting firmwide across functions and LOBs (line of businesses) to reduce costs of legacy product maintenance, for added controls, & increase reporting accuracy.

Basel Committee on Banking Supervision (BCBS) — Order for standardization and common approach

Delivered daily auto-reconciliation reports as part of controls agenda to meet BCBS standards for bank capital, liquidity and funding within CIO business

Swapsback — Migration of derivatives from systems heritage Chase to JPM

Merged all derivative positions from systems IRFE (Chase) to Kapital (JPM).

KNOWLEDGE & SKILLS

Business Analysis

Data Analysis

Requirements gathering

Project Management

Metrics Reporting

Reference Data Hierarchies

User Testing

Client relations

Middle Office

Operations

Procedures Documentation

People Management

Finance

Accounts Reconciliation

Cash & Derivative Accounting

Derivative transaction lifecycle

Microsoft

Visio

Tableau

Python basics

AWARDS

2018 Bonus of $11k

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