Rohit Kumar Gupta Phone: +**–963-***-**** E-mail: adhlwb@r.postjobfree.com

Objective:

To secure a challenging position in an organization that provides an opportunity to enter mid-level management, learn new technologies, gain extensive domain knowledge while utilizing my functional, technical skills and leading experience to grow in the world of IT (Software).

Experience Summary:

Company name : WellsFargo India Solutions

Joining Date : 09th May 2016

Designation : Business System Consultant

Company name : HSBC Software Development (India) Pvt. Ltd.

Joining Date : 29th Dec 2014

Designation : Consultant Specialist

Company name : Cognizant Technologies Ltd.

Joining Date : 6th Nov 2013

Designation : Associate

Company name : Infosys Ltd.

Joining Date : 7th July 2008

Designation : Test Engineer

Professional Summary:

* 11 yrs. of total Techno-Functional (End-to-End) experience in Banking & Finance domain with proven ability to manage project releases, Team &

Client expectation at highest levels individually following an Agile Methodology

* 6+ yrs. of experience in Investment Banking- Capital markets, Fixed Income, Derivatives (CDS), D2C/D2D platforms, Fix & JSON messaging,

Regulatory Reporting (MiFid, FINRA)

* Leading a team of 3 people at the moment that includes senior members of 6+ experience and reporting directly to VP

* Exposure on representing the stakeholders and defining scope of the system, elicit project requirements; especially the business requirements

* Exposure on direct Client interaction, Walkthroughs & Reviews, Application & Domain consultation and Issue resolution

* Direct talk to internal & external stakeholders weekly/bi-weekly to go over status reports, escalations & overall progress

* Working knowledge of Trade Lifecycle Management, Pre-trade and Post trade processes

* Strong knowledge on Front Office applications, e-Trading, Trader applications, Market Gateways, ECNs, Application troubleshooting

* Strong knowledge on Middle Office applications, Risk management, (Enter, Amend, Modify & Cancel) the trades & check downstream

* Strong knowledge on Electronic Trading Front office applications (ION platform) who are third party leaders in providing the infrastructure,

market gateways, MMI application services to the investment banks globally for trading bonds & swaps

* Worked on all D2C (Dealer to Customer) GUI i.e. TradeWeb, Bloomberg terminal, Market Access markets for Bonds & Swaps

* Worked on all D2D (Dealer to Dealer) GUI i.e. BGC (eSpeed), iSwap (Btec), Tradition (Katana), tpSwapdeal (Tullets) markets

* Worked on Bond Pricing, Quote Contribution, RFQ Negotiations, Order management, STP (Straight through processing) for Bonds & Swaps

* Worked on order management i.e. GTC, IOC, etc

* Sound knowledge of Software Development Life Cycle, Software Test Life Cycle & Defect Life Cycle

* Proficient in Test Strategy/Planning, Test Estimation, Requirement Gathering, Test Cases, Test Execution, Test Results, Defects, Sign Off

* Knowledge in software testing tools including Test Management & Defect Tracking tools

* Strong in providing subject matter expertise on assigned system or areas

* Involved in other Management Activities - SLA metrics, Daily status reports, Interview coordination, etc

* Essential Team Work Attitude, Mentor team and new members, Knowledge transfer, Technical clarifications

* Strong interpersonal and communications skills

* Accept ownership for accomplishing new and different requests; exploring opportunities to add value to job accomplishments

* Achieves operational objectives by contributing information and recommendations to strategic plans and reviews; preparing and completing

action plans; implementing production, productivity, quality, and customer-service standards; resolving problems; completing audits; identifying

trends; determining system improvements; implementing change

Academic Profile: (Education & Technical)

1.Post-Graduation: Executive MBA in General Management from Symbiosis, Pune in 2015.

2.Graduation: BSc. Bhavan’s Vivekananda College from Osmania University in 2008 with 70% aggregate.

3.Secondary School (C.B.S.E) from Kendriya Vidyalaya Picket in the year 2004 with 60% aggregate.

4.High School (C.B.S.E) from Kendriya Vidyalaya Picket in the year 2002 with 64% aggregate.

Key Technical Competency:

Category

Skills

Databases

Oracle, Sybase

Languages

SQL, Unix, VB Script

Operating Systems

Windows XP/Vista/7/8/8.1/10

Packages

Microsoft Office 2003/2007/2010/2013

Testing Tools

QC, JIRA, Toad, SQL, Aqua Data Studio, PuTTy, MobaXTerm, WinSCP

Automation tool

UFT, Ranorex

Types of Testing

Functional Testing, Regression Testing, SIT, UAT

Test Methodologies

Waterfall & Agile-Scrum Methodology

Domain Expertise

Investment Banking, Capital markets & BFSI

Applications tested

Web Based Applications & Desktop Applications

Project Summary:

1.Project: KRAKEN CDS

Domain: IB- Capital Markets- Fixed Income - Derivatives CDS

Client: WellsFargo Securities, NOV 2018: Till Date

Role: Business System Consultant (Team Lead)

Application under test: Kraken CDS, Desktop Trading Application

Description: CDS e-trading application that supports Offerings, RFQs and Marks submission for the CDS instrument having exposure to both US and EUR market. The entire CDS spectrum from the High Yield to Investment grade is being traded in this application which gets its prices from CALYPSO and submits to the D2C platforms like BBG/TW.

Responsibility: Team Lead, SIT, UAT, Regression testing, Requirement Analysis, Test Planning, Test Case preparation, Test Execution, Quality Center Updates, Test Results, Daily Status Reporting, Release sign off.

2.Project: CATALYST – (MATS)

Domain: Investment Banking-Capital Markets- Fixed Income

Client: WellsFargo Securities, May 2016: Till Date

Role: Business System Consultant (Team Lead)

Application under test: MATS (Multi Asset Trading System) & Catalyst, Desktop Trading Application

Description: The Overall purpose of this project is to create a new trade ticketing and trade lifecycle management application called Catalyst. Catalyst will be used across multiple asset classes and provide a new user interface and back end trade processing service. The application will consist of two major components: a Trade Ticket & a Trade Blotter. The Trade Ticket will be a reengineered version of the current MATS ticket designed to allow traders to submit trades more quickly. The Trade Blotter will be a multi-function tool designed to provide trade tracking and processing capabilities. Client facing application used by traders and middle office users to create & manage cash bond trades and positions.

Responsibility: Team Lead, SIT, Regression testing, Requirement Analysis, Test Planning, Test Case preparation, Test Execution, Quality Center Updates, Test Results, Daily Status Reporting, Release sign off.

3.Project: FID- Fixed Income Derivatives (e-Trading)

Domain: Investment Banking-Capital Markets-Fixed Income-Derivatives

Client: HSBC, Dec 2014: Apr 2016

Role: Consultant Specialist (Team Lead)

Application under test: MMI – Multi Market Interface, Desktop Trading Application

Description: A third party application by ION.NET which is designed with multiple ECNs connectivity for trading on Bonds, Swaps under single GUI interface which increases efficiency. Involves testing for 3 main functionalities: Pricing, Quoting & Trading (Negotiations), etc. The different ECN GUIs are Tradeweb, Bloomberg and Market Access as customer side interface. Also trades from external brokers are requested like GFI, ICAP, BGC, Tradition, Tullets, etc. for trade flow analysis. Also, MMI deals with checking the E2E flow of trades in downstream for Bonds, Swap instruments via Straight through processing (STP).

Responsibility: Team Lead, SIT, Regression testing, Requirement Analysis, Test Planning, Test Case preparation, Test Execution, Quality Center Updates, Test Results, Daily Status Reporting, Release sign off.

4.Project: Ecommerce

Domain: Investment Banking-Capital Markets-Fixed Income-Derivatives

Client: Credit Suisse, Dec 2013: Dec 2014

Role: Associate (Team Lead)

Application under test: Matrix Pricer- Desktop Application

Description: Front end application which is used to place orders for different swaps & bond derivative instrument. The application also facilitates market making across different instrument in different markets. When CS is acting as market maker in any of the market for any of the instrument, there is some price sanity check which the proposal has to pass in order to stream the prices into the market. Different type of orders such as GTC (good to cancel), IOC (Immediate or cancel) can be placed using order entry screen. The market making screen facilitates the trader to set spread, size, and shift in price etc.

Responsibility: Team Lead, SIT, UAT, Regression testing, Test Planning, Test Case preparation, Test Execution, Quality Center Updates, Test Results, Daily Status Reporting, Release sign off.

5.Project: HAL/HALO

Domain: Investment Banking-Capital Markets-Fixed Income-Derivatives

Client: Credit Suisse, Dec 2013: Dec 2014

Role: Associate (Senior QA)

Application under test: HAL/HALO- Desktop Application Testing.

Description: HALO is a front end application for a fixed income trading system. It connects to HAL (backend) for market data, order processing and user management. HALO is solely a front end system with all the data and processing done in HAL backend. HAL is a fixed income algorithm trading platform used by Credit Suisse rates trading desk.

Responsibility: Team Lead, SIT, UAT, Regression testing, Test Planning, Test Case preparation, Test Execution, Quality Center Updates, Test Results, Daily Status Reporting, Weekly Status Report, Monthly Status Report.

6.Project: LAREDO- Trade Capture System for Credit Default Swaps

Domain: Investment Banking-Capital Markets-Fixed Income-Derivatives-Credit Default Swap

Client: UBS (US) - Jan 2012: Nov 2013

Role: Test Engineer (Senior Tester)

Application under test: Laredo– Trader Desktop Application

Description: Laredo is a Trade Capture system for majorly CDS (Credit Default Swaps). It is a very high performance and highly scalable system for CDS users. It mainly involves creating, maintaining various swaps within the Bank. It covers all the aspects of a credit default swap like novation, termination, allocation, prime brokerage and all other Front and mid office functions including risk reporting, general ledger activities.

Responsibility: SIT, Regression testing, Test Planning, Test Case preparation, Test Execution, Quality Center(MQC), Defect management, Test Results, QTP script run, QTP automation report analysis, Daily Status Reporting(DSR).

7.Project: Desktop Plus

Domain: BFS, Cards domain

Client: American Express (UK) - Jan 2010: Dec 2011

Role: Test Engineer (Manual tester)

Application under test: Desktop Plus- Web Testing, CTT (Customer Treatment Tool)-Client & Admin, ISP (International Service Platform), CICS-mainframe.

Description: Desktop plus (also known as Desktop+/D+) is the customer interface tool used by the TSC reps (Call Centre Representatives) of American Express. Whenever a customer calls in, he is first routed through VR (Voice Response) and if needed be, his call is directed to the D+ Reps. His card number gets loaded into D+ and all the relevant information about that card can be seen by the Rep. This helps the Rep to answer customer’s queries and also to solve them. The changes in the application come as various change requests and releases.

Responsibility: UAT Planning, UAT Test Scripts/Test Conditions, UAT Execution, Quality Center Updates(MQC), DSR, UAT Test Results, Warranty Test Support, UAT Sign-Off, Compliance-driven Production Implementation Validation.

Awards and Achievements

●Spot Awards & Client appreciation emails

Personal Profile:

Date of Birth: 02nd September 1987

Languages known: English and Hindi.

Marital Status: Single

Sex: Male

Father: Mr. Rajendra Prasad Gupta, Ex-serviceman

Mother: Mrs. Babita Gupta, Homemaker

Passport Details: G5751504, Hyderabad, A.P.

Communication Address: Flat#102, Plot#7, Anand Ashray Apartment, 108 Bazar Road,

Road#6A, Jyothi Colony, Secunderabad (Hyderabad)-500015

I hereby declare that the above written particulars are up to the best of my knowledge and belief.

Rohit Kumar Gupta

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