RAJ MADAN

* ****

Cell 917-***-**** adh0l7@r.postjobfree.com

Managing Director of Technology

Technology Leader, Business Partner and Proven Implementer Technology executive professional with many years of experience in the development, management and architecture of complex multi-tiered systems. Currently Head of Common Services, Architecture & Innovation Division, Technology Executive Committee member, and Digital Platform Officer in BNY Mellon Pershing. Responsible for all aspects of running, growing and transforming the business. Excellent communication, technical and collaborative skills. EMPLOYMENT

Head of Common Services, Architecture & Innovation Division (Managing Director) Technology Executive Committee member

Digital Platform Officer

PERSHING LLC (BNY MELLON) January 2013 – present

Achievements Include:

Architected and implemented the Global Business Platform providing one user experience across the globe for Brokerage, Bank Custody, and foreign owned Legal Entities - A long term opportunity of over $82 million.

Currently designing and implementing the Integrated Wealth Experience Platform, building the new age solution for financial advisors.

Creating and heading the Advanced Technology Labs (concentrates on stretch innovations) and Innovation Campaigns (Hackathons - producing multiple innovative solutions for Pershing).

Managing the Strategic Architecture spend for all of Pershing ($6-12 million) – includes critical reengineering initiatives (e.g. Cost Basis, Private & Public Cloud usage, Account Services).

Executing multiple efforts for the Advisory Growth strategic program – effort introduced to increase market share of Registered Investment Advisors. Position Description:

Head of the following groups (Managing 175+ people and multi-million dollar Operating plan): o Architecture Governance/CTO: responsible for ARB & architecture of all major initiatives o Technology Innovation & Strategy: promote innovation and direct technology strategy o Digital Platform Officer: responsible for working with the business to set digitization strategy o Alerts, Messaging & e-Delivery: common applications for the Pershing flagship platform o Entitlements Management System/Information Security Systems: applications that manage authentication and authorization

o Application Frameworks: develop and manage the Application servers and other components, including the BNY Mellon Private Cloud solution

o Monitoring Solutions: develop and manage the monitoring components o E-Commerce Monitoring: Operational monitoring of production environments o Application Engineering Solutions: Operational infrastructure setup and performance o Internal Business Applications: iBD Financial Tracker, iBD Billing Rebate, Clearing Corrections, Internal contacts and forms

o Client Solution Integration: Work with clients to integrate into Pershing’s systems o Advanced Technology Labs: develop forward thinking technologies to be potentially merged into the Product Roadmaps

RAJ MADAN

2 Page

Head of Strategic Technology (Managing Director) – Direct Report to CTO THE BANK OF NEW YORK MELLON

Strategic Technology Group (STG) September 2008 – January 2013 Achievements Include:

Business Enterprise Architecture: matured the practice of Enterprise Architecture and introduced the discipline of Business Architecture

IT Innovation program: collaborated with the business to implement an Innovation Portal and program to promote innovation within the sector. Program produced multiple millions in revenue and cost savings.

Enterprise Search & Big Data: implemented the shared service and tooling for Enterprise Search and Big Data

Mobile Device Strategy: led the strategy to include mobile security bubble solution to allow for BYOD and internal Mobile Device Management for corporate owned devices

Structured Credit Connection: collaborated with business to build new revenue product, within Global Corporate Trust, to leverage bank default debt

Collaboration: introduced Social Computing in the Enterprise, allowing for international collaboration

Position Description:

Lead and manage Strategic Technology; Head of the IT Innovation program; Group Manager of Advanced Engineering, Research & Innovation, and Agility groups

STG investigates new technologies and leverages them to innovate the businesses

Work with businesses on strategic projects that include the creation of new business and offerings

Perform architectural reviews and other due diligence efforts with potential M&A candidates

Construct a yearly Technology Scan, an in-depth study of emerging technology

Promote innovation throughout all of Technology and Council Member of the Global Innovation Program

Enterprise Architect (VP) – Direct Report to Chief Enterprise Architect THE BANK OF NEW YORK MELLON

Enterprise Architecture Group January 2006 - 2008

Co-founded the Enterprise Architecture program: Architecture Reviews, Corporate Technology Council, Technology Architecture and Standards

Led technology team to rationalize between J2EE Application servers (Legacy-BNY: Weblogic, Legacy-Mellon: Websphere)

Architected, consulted and built critical applications. E.g.: Services Oriented Securities Architecture and Issuance Instruction Automation

Project Technology Manager (AVP)

THE BANK OF NEW YORK MELLON

Treasury Services Group June 2004 – 2006

OMX Payment System

Managed and played lead technical role for the BNYM Payment System

Project team consisted of local and international members

System was completely J2EE with Struts, DAOs, EJBs, JMS, etc RAJ MADAN

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Project Manager/Lead Architect and Developer

THE BANK OF NEW YORK MELLON

Treasury Services Group June 2000 – 2004

Letter of Credit System

Worked on the design and implementation of a Letter-of-Credit System: o Complete Java swing and HTTP/MVC client

o BEA’s Enterprise Java Beans Application Server: Weblogic, which contains stateless session beans to allow for a “Façade Pattern” to their entity beans Senior Systems Analyst

FEDERAL RESERVE BANK OF NEW YORK

Funds Transfer and Capital Markets Group June 1994 – 2000

Designed and implemented: Audit Logging subsystem, Access Control Support System, Dealer Performance and Analysis Rating (DPARS), Net Settlement, Treasury Automated Auction Processing System (TAAPS)

Adjunct Professor

NEW YORK UNIVERSITY 2011 – 2017

Java Instructor (Part-time) - Personally designed, built, and taught a beginner java class COLUMBIA UNIVERSITY 2002 – 2006

Java Instructor (Part-time) - Personally designed, built, and taught a Java application development class, in the Database Application Design and Development (DADD) track of study NEW AGE NETWORK N.Y. Inc. 1998 – 2001

Java Instructor (Part-time) - Personally designed, built, and taught a complete beginner and advanced Java class

AWARDS

2019 Celent Model Wealth Manager Award for Innovation 2019 https://www.celent.com/insights/617826190

2018 CIO Ones to Watch 2018

https://www.idg.com/news/cio-cio-executive-council-recognize-50-rising-stars-2018-ones-watch-awards/ BNY Mellon 2016 Best in Class recipient 2016

BNY Mellon 2010 Best in Class recipient 2010

BNY Mellon 2007 Star Award recipient (award given to 77 people out of 50,000) 2007 EDUCATION & LICENSES

FINRA Series 7 August 2013

FINRA Series 24 December 2013

NEW YORK UNIVERSITY

Certificate in Finance December 2006

JAVA Programmer Certified 2000

QUEENS COLLEGE of the CITY UNIVERSITY of NEW YORK

Master of Arts, Computer Science June 1994

Bachelor of Arts, Computer Science and Communications (Double Major), cum laude June 1991

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