Back Office Supervisor & Team leader

VISHAL SHINDE

To work in a growth oriented organization where I can utilize my expertise and rich experience towards achievement of organizational goals with personal satisfaction. PROFESSIONAL SUMMATION

Motilal Oswal Financial Services Limited

Designation: Asst. Manager – Operation Risk Management & Surveillance

Duration: January 2011 till January 2020

Key Responsibilities

Management information System(MIS)

Preparation of various report as required by management Ageing report

Expiry limit report

HNI clients position Report

Value plus and margin plus day to day Report.

Manage Operational Risks in external client facing functions including queries, limits requests, execution of trade’s margins etc.

Monitoring and Analysing the risk in the client’s portfolio and taking adequate measures to thereby mitigate risk as per the laid down Risk Policy.

Daily Liaison with Exchanges (NSE & BSE) for maintaining optimum Margin requirements and monitoring of the same.

Assist in Implementation of Processes and Controls to ensure the same are as per the guidelines laid down by SEBI & Exchanges.

Manage queries relating to the Risk Policy and Processes and ensuring the same are resolved within the defined TAT.

Actively involved in the User acceptance testing along with IT Team in respect of release of new products in adherence with the Risk Policy.

Sharekhan Limited

Designation: Senior Operation Executive

Duration: March, 2008 to January, 2011

Key Responsibilities

Handled collection of uncovered clients of branch & franchise in form of Fund, Stock, and other securities like Pledge of Mutual Fund.

Manage Team of surveillance work i.e. Income proof updating, Quarterly ledger conformation etc., as per the guidelines laid down by SEBI & Exchanges.

Manage Arbitration client’s case for settlement from BSE & NSE Exchange.

Manage Low coverage clients to avoid new uncovered.

MIS Report of uncovered clients of branch & Franchise to Senior Management.

MIS Report of Arbitration & Complaints of Clients from BSE & NSE Exchange. Angel Broking Limited

Designation: Account Executive

Duration: January 2006 till March 2008

Key Responsibilities

Bank Reconciliation of all Segments (BSE, NSE, F&O, MCX and NCDX).

Supervision of Suspense a/c and Double entry query.

Handled Pay-in & Pay-out entries and tier query.

Inter segment clients fund transfer for managing client’s ledger position by control a/c systems.

Solving all accounts related quires of sub-brokers and clients. Kuntal Granite Pvt Ltd

Designation: Office Assistant

Duration: April 2005 till December 2005

Key Responsibilities

Checking Mail, Drafting Letter and MIS Report for Organisation.

Handled accounting Work.

Handled Portfolio of Shares & Mutual Funds for Directors on daily basis. Jajodai & Company (Chartered Accountant Firm)

Designation: Account Assistant

Duration: April 2002 till March 2005

Key Responsibilities

Preparation of Final Accounts of Companies & Individuals and also Computation of Income for Individuals

& companies.

Responsible for Filing the Returns of Individuals & Companies and also ROC Work. ACADEMIC CREDENTIALS

2005- Bachelor of Management Studies with Second class from Malini Kishore Sanghavi College of Commerce, Mumbai.

2000- Higher Secondary Certificate with Second Class from Francis Dassis College of Commerce Mumbai.

1998- Secondary School Certificate with Second Class from ST. Thomas High School. KEY ACHIVEMENTS

Completed Certified course named Assent -2000 from Boston Education and Software Technology Limited, Borivali.

Received ‘Super Achiever Rewards’ for Excellence in Business Support in month of February 2012, October 2012 & March 2013 in Motilal Oswal Securities Ltd.

NISM Series VII ‘Securities Operation & Risk management’ cleared on December 2018. TECHNICAL PURVIEW

Operation System : Dos, Window 9X, Win 200, Win XP Professional

Application : MS word, Ms Excel: Vlookup, Pivot Table, MS PowerPoint

Language Known : C, C++, Visual Basic 6.0

DBMS : Access 2000

RDBMS : Oracle 8i

Web Technologies : HTML, DHTML, Front Page 2000, Dreamweaver, Photoshop and Flash PERSONAL DOSSIER

Date of Birth: 11th November 1981.

Residential Address: N.G. Park, Bldg No.6, 401/A-wing, Rawalpada, Shiv Vallabh Road, Dahisar (East), Mumbai 400068

Co-ordinates: Mobile 986-***-**** Email: *****************@**********.***

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