Front Office Back

TRUPTI NIKHIL MIRKUTE

Email id: ***********@*****.*** Mobile No: 837-***-****

***, ********** *****, ******** ****, Opp Fly Over Bridge, Badlapur (w), Pin no. 421 503.

OBJECTIVE:

To Work in a vertical, which stimulates competition, offers opportunity for growth and enriches my experience. Seek an Environment where my skills and loyalty will be rewarded with career advancement and guidance.

Strive for Excellence in all that is assigned to me.Accept every challenge and crisis as a stepping stone to success.

Be the change you want to bring about Understand and harness the importance of change.Never neglect in giving and receiving feedback.

PROFESSIONAL EXPERIENCE:

Employer : NIRMAL BANG SECURITIES PVT. LTD.

Designation : Assistant Manager

Duration : January 2008 to August 2019

Major Responsibilities :

For the period 2008-2009

Handling demat account opening

For the period 2010-2012

Handling demat and trading account opening

For the period 2013-2016

Handling Dp grievances and communication with clients during close the grievance

For the period 2017-2019

Handling Ipo, Pmla, Dp grievances, Dp compliance, communication withDp- NSDL & CDSL regarding any querry

Handling NSDL & CDSL audit and solving audit queries

Solving Internal Audit queries

Handling CKYC and KRA

Employer : SODHANI SECURITIES PVT. LTD.

NSE & BSE Stock broker with NSDL.

Designation : Executive.

Duration : October 2005 To December 2007

RESPONSIBILITIES :

Handled NSDL front office, Downloading data from NSDL server,related files of account opening, dailyoff market and interdepository transaction, pledged transactions, and all back office related files. back office updation.

Major Responsibilities

1.Taking Daily Back-up of the Data.

2.Verification of Existing Demat Account Opening Forms with the ``Back Office Software’’

3.Opening Demat Account in ``Back Office Software’’ and uploading the same in NSDL

4.Looking Daily Pay in-payout & daily transaction of shares.

5.Verification of Client PAN Card No. with Income Tax Department Site.

6.Checking Dematerialization Request Form with Physical Shares Certificates duly filled by BO and processing same document to RTA.

7.Telephonic follow up with DP’s & RTA’s.

8.Inwarding of all documents related to Audit Inspection & Compliance.

9.Scrutiny of Internal Audit Reports.

10.Scrutiny of Inspection Reports & Concurrent Audit Reports.

11.Maintenance of DP And RTA Files

EDUCATIONAL QUALIFICATION:

T.Y.B.com. passed with 51.40% in the year 2005

Adarsh College- Mumbai University.

HSC passed with 64% in the year 2002

Adarsh College– Maharashtra State Board.

SSC passed with 60.40% in the year 2000

AdarshVidyaMandir - Maharashtra State Board.

OTHER QUALIFICATION :

NSE Certification’s :

NSE’S Certification in Financial Market (NCFM)

Depository Operations Module

NSE’S Certification in Financial Market (NCFM)

Capital Market (Dealers) Module

NSE’S Certification in Financial Market (NCFM)

Risk and Management

BSE Certification’s :

BSE Certification in Central Depository (BCCD)

COMPUTER PROFICIENCY:

WINDOWS 98/2000/XP, Microsoft Office, DTP, Internet, Tally –7.2.

KNOWLEDGE OF BACKOFFICE SOFTWARE :

Knowledge of LIDHA DIDHA (LD)

KNOWLEDGE OF FRONT OFFICE SOFTWARE :

Knowledge of Central Depository Accounting System (CDAS).

Knowledge of NSDL-DPM.

PERSONAL QUALITIES:

Patience, Confidence.

PERSONAL DETAILS:

Father’s Name : Shri.Prakash D Sawant

Date of Birth : 22nd April, 1985

Gender : Female

Martial status: Married

Languages : English, Hindi, Marathi

Date: -

Place: - Mumbai [Trupti N. Mirkute]

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