Los Angeles Fixed Income

GEOFFREY C. CHURCH

Los Angeles, CA ***** C: 216-***-**** ***************@*******.***

SUMMARY

Experienced Service Officer with a demonstrated history of working in the financial services industry. Strong operations professionally skilled in Securities, Mutual Funds, Trading, Risk Management, and banking.

SKILLS

• Trading equities, fixed income options, and mutual funds

• Principal General Securities, Municipal Securities Principal, Options Principal, and Futures Principal

• Compliance

• Operations

• Clearing

• New Account Funding

EXPERIENCE

Securities Operations Service Officer November 2016 to present Wells Fargo – Long Beach, CA

Asset review: Review assets including equities, fixed income, options, mutual funds, hedge funds, and specialty assets transferring into private bank. Initiate internal and external transfer requests. Process funding requests for new and existing accounts, prepare transfer forms and letters of instruction. Approve incoming checks and wires. Contact outside institutions to initiate funding requests and follow up to completion. Reregister accounts.

Equities Trader October 2004 to July 2016

BMA Securities – El Segundo, CA

Market making and trading. Compliance and operations. Options Principal, Municipal Securities Principal, Futures Principal. Securities clearance. Assisted companies going public; worked closely with issuers, shareholders, transfer agents, and other market participants.

Vice President/Equities Trader January 1999 to October 2004 J. Alexander Securities, Inc. - Los Angeles, CA

Trading Department: Made markets in OTC, and NASDAQ securities. Executed trades in equities, fixed income, options, mutual funds, and ETFs. Served as firm’s Options Principal, and General Securities Principal. Helped companies become publicly traded. Worked closely with issuers and shareholders to clear and trade deposited securities. Serviced clients and provided long-term advice appropriate for their investment objectives. EDUCATION

• Master of Arts: Political Science (International Relations and Comparative Government)

California State University Long Beach – Long Beach, CA

• Bachelor of Arts: Political Science

Cleveland State University – Cleveland, OH

ACCOMPLISHMENTS

• Published Author

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