KENNY B. VUONG
********@*****.***
Tustin, CA 92780
https://www.linkedin.com/in/kennybvuong
Page 1 of 2
PROFESSIONAL SUMMARY
International Experience ● Product Control ● Middle Office Trade support
● Dodd–Frank Experience ● Real Estate
10+ years of experience working in large capital financial institutions.
Strong experience working with: fixed income derivatives, municipal bonds, equities, distressed investment (non- performing loans, sub-performing loans), and real estate.
Built and improved Citigroup principal investment business platform to accommodate new investments venture in Japan.
Built a platform to accommodate the new Dodd-Frank regulations - CCP Dodd-Frank Act Compliance - Central Clearing Party for IRS/CDS Trading and settlement Process - Supporting the Implementation and deployment.
Successful in closing multi-million dollars Real Estate deals. EDUCATION
Project Destined – Summer Internship Summer 2023
Team Bellwether Asset Management – Los Angeles, CA Certificate in Real Estate Investment and Finance June 2024 UCLA Extension - Los Angeles, CA
Bachelor's Degree in Business September 2000
State University of New York at Buffalo, Buffalo, New York CERTIFICATIONS
Financial Modeling Certification
Project Destined July 2023
Certification Investment Property Specialist October 2022 California Association of Realtors
Real Estate Broker License March 2013
State of California Department of Real Estate
EXPERIENCE
Keller Williams, Irvine, CA March 2023
KENNY B. VUONG
********@*****.***
Tustin, CA 92780
https://www.linkedin.com/in/kennybvuong
Page 2 of 2
Pacific Sotheby's International Realty, Newport Beach, CA Broker Associate March 2013- March 2023
Record of achievement with outstanding success in building partnerships, maintaining client relationships and obtaining referrals from clients.
Effectively resolve problems and provide superior service to clients by using strong communication and leadership skills.
State Street Corporation, Irvine, CA
Implementation and Deployment Analyst, Central Clearing for OTC May – Dec 2011
Direct work experience with Dodd Frank Act. Analyzed and updated corporate business solutions documentation with calculation model for each clearing house (Chicago Mercantile Exchange (CME), Intercontinental Exchange (ICE), and London Clearing House(LCH): Initial Margin, Upfront fee, Gain Loss, Price Alignment Interest (PAI), Fixed Accrual, Floating Accrual, and Termination fees Commission.
Investigated inquiries from various inter-company organizations and followed through with each inquiry to ensure that implementation problems and issues were addressed. Citigroup September 1999 – June 2010
Citigroup Principal Investments Japan Co., Ltd, Tokyo, Japan Vice President - Head of Product Control March 2005 – June 2010
Worked closely with Regulatory group for SEC reporting.
Successfully managed a smooth transition when taking over all reporting and administrative functions for Citigroup Principal Investments Japan and Nikko Principal Finance, both proprietary trading desks, thereby increasing coverage to three desks and ensuring a continuation and accuracy of reporting an approximately
$2 Billion portfolio.
Supervised the integration of the Japan and Hong Kong product control teams.
Worked with the business unit to drive process improvement by identifying opportunities to streamline business processes and procedures.
Provided senior level management in New York and Asia Pacific with analyses regarding the company’s investment portfolio in Japan. Citigroup, New York City, NY
Assistance Vice President – Fixed Income Derivatives Product Control Sept1999 – March 2005
Oversaw the preparation of management reporting of P&L for Municipal bonds and OTC Derivatives Product desk worth over $10 billion.
Worked closely with Regulatory group for SEC reporting.
Responsible for month end, quarter end, and year end reporting. SKILLS
Technical: Microsoft Word, Excel and PowerPoint, ARGUS