Subject Matter Expert
Resume:
NANDINI BASAVARAJAIAH
*******.*************@*****.***
Summary
* ***** ** ********** ** an Analyst with the ability to work as a subject matter expert .Dynamic and Proficient Trader assistant motivated to maintain business standards and challenge the status quo. Proven ability to work in a fast paced environment and as a single point of contact to global traders, clients and management. Reliable and self-driven, with strong time management skills. Ability to train and develop team members.
Highlights
Derivative Documentation
Middle office Trader Assistant
Policy Review and Enhancement
Compliance
ISDA Master Agreement
OTC Products
Fails Management
Trade Life Cycle
Settlement Queries
UAT
Trade reconciliation
EMTA, SEC, CFTC standards
Global Trade Services
EPIM – ISIN Creation
Technical Skills and Certificate Course
MS office, Advance Excel Reporting, Lotus Notes, Outlook, claims Management software. FedEx Point of Sale Terminal, handling cash points, tills, Banking Applications, Bloomberg, EPIM, ESpear, Etrack, Summit, MS Visio, share Point.
Anti-Money Laundering and Know Your Customer Compliance Officer
Professional Experience
Capital Markets Operations Analyst - Contractor (28th January 2019 – 15th April 2019)
Wells Fargo Securities – 301 S College Street, charlotte
Role defines Understanding of regulations as they apply to a Swap Dealer, Broker-Dealer, Prime Broker from an Operations perspective. This includes CFTC, SEC and FINRA, MSRB and SRO rules and regulations. Participating and leading Industry change working group conference calls, Regulatory activity update calls, Monthly and weekly audit reviews, SHRP Operations review management, Corrective actions and Remediation reconciliation of SHRP and SharePoint. Weekly Leadership Executive Summary updates (Decks) and Power Point Presentations.
Policy Review and Enhancement: Move Money assessment for Corporate Actions Asset Servicing and Minneapolis Broker Dealer Safekeeping, Cashiering and Muni Lease. Reviewing and documentation of flows and controls in Visio and Excel to determine the scope of movement of cash through wire transfer, check and ACH payments.
Contact Center Associate – Part time (19th February 2018 – 23rd October 2018)
West med Practice Partners – 200B Executive Regency Park, charlotte
Role defines answering calls in the queue, making appointments for the patients with different West med Registered Doctors as required, messaging the doctors on patient’s queries, paging, Prescription refills for patients and pharmacy.
Center Consultant (18th December 2017 – 18th February 2018)
FedEx Office - 1512 East Boulevard, Charlotte
As a center Consultant, primary responsibility is coordinating the inbound/outbound package activities of the in-center shipping management operation which includes receiving, processing, staging and delivering all inbound and outbound packages from the venue/center utilizing an electronic last mile tracking system with limited supervision. Provide customer service, including anticipating customer needs, suggesting alternatives and problem solving, Maintaining log of all incoming and outgoing parcels, Operate the point of sale terminal (POS) ensuring package handling fees are collected .Perform daily close-out procedures on POS. Printing outdoor banners, canvas pictures and creating job events as per customer needs.
Business Process Analyst (7th April 2008 – 16th May 2016)
Deutsche Bank Operations International – Electronic city, Bangalore, INDIA
Global Trade Services/Middle office Trade support functions
The purpose of GTS is to mitigate risk by providing first line of support to the global traders working for Deutsche Bank Group. Setting up new securities, buy backs and unwinds on Bloomberg and summit application based on trader request. Booking swaps and fees, calculating coupon payments and LIBOR, EURIBOR rate fixings based on quarterly, half-yearly and annual payment structure. Liaising with internal business partners and clients to resolve issues including Pre and Post Euro-clear settlements, etc. Generating daily and weekly reports for traders and management.
Derivative Documentation
Outbound and Inbound Review
Proficient in drafting and Reviewing Interest Rate Swap, Swaption, Caps, floor, collateral, FRA, CCY, MTM, Inflation swaps, Asset linked swaps, Events like Novations, NOE’s, Partial and Full unwinds and other vanilla and mid structured products.
Corporate Trust and Agency Services
Fee Billing department (Receivable Management)
Fee Billing is part of the process CTAS (Corporate Trust and Agency Services). The fee revenue unit is the accounts receivables hub for the TAS (Trust and Agency Services) business of UK, US, Germany, Italy & Hong Kong. The process involves setting up new business templates, invoicing clients every month, chasing for funds if required, closing outstanding receivables, making payment to the concerned vendor in relation to reimbursable / legal invoices & preparing various MIS in relation to P&L and balance sheet.
Educational Qualifications
Institute / University
Degree/ Examination
R V Institute of Management (Bangalore University)
Master of Business Administration in Finance and Marketing – 73% First class with distinction
Basaveshwara College (Bangalore University)
Bachelor of Science in computer science – 61%
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