KELLIE A. JONES

Jacksonville, FL *****

614-***-**** - ad2wup@r.postjobfree.com

PROFESSIONAL SUMMARY

Seasoned professional with over 10 years of financial experience with a focus on global employee stock plans. Objectives include managing risk, meeting deadlines, investigating, actioning business critical tasks and issues. Experienced in process improvements projects such as automation

of returned/rejected vendor payments resulting from trade settlements. SKILLS

Decision-Making

Policy Implementation

Attention to Detail

Time Management

Relationship Building

Production Support

Financial Acumen

Cross-Functional Teamwork

Client Engagement

MS Office

Financial analysis

Data analysis

Product knowledge

Risk assessment

Leadership qualities

Payment Processing

Due Diligence

Account Reconciliation

Mergers and Acquisitions

Research and Data Analysis

Financial and Operational Reporting

Risk Assessment

WORK HISTORY

09/2017 to Current International Money Movement Associate Morgan Stanley Wealth Management GSPS Operations

Coordinated timely initiation of high dollar transactions and bulk funding transfers to third-party vendors for daily disbursements to clients related to settlement of trades

Provided sanctions screening on manual and systemic transactions held by vendors or beneficiary banks

Maintain an Error rate of 0.05%- below the 2% threshold for operations Communicated with vendors and other internal/external business partners to ensure timely delivery of proceeds to participants in various and major currencies to resolve issues with domestic and international client wire and ACH instructions Serve as backup support for share movements, account maintenance, and other stock plans operational functions

Drive change initiatives- most recently worked decrease manual work by 40% by assisting in the implementation of the Auto refund process. 04/2016 to 09/2017 Global Stock Plans Operations Specialist Morgan Stanley Wealth Management

Provided clients with basic understanding of employee stock purchase plans and policies associated with plan transactions

Review uploaded award details via Benefits On Line, track pending, executed, and approved trades and relay proceed delivery details to participants Thru various systems, conduct complex problem research, identify errors in vesting schedules, share deliveries, and or option awards details Review account updates, research, and provide resolutions to escalated issues Respond to corporate client and client manager inquiries Assist in enrollment, plan status, and transfers internally and externally. 06/2012 to 04/2016 Private Wealth Management Operations New Accounts Subject Matter Expert Morgan Stanley Wealth Management

Point of contact for Chairman's Club, Presidents Club, and Private Wealth Management Advisors, Complex and Risks Officers, and Branch Managers Trained New PWM agents in new accounts and account opening programs, systems and AML procedures

Educate Branch personnel on account opening procedures, required documentation for Individual, Educational, International, Corporate and other Entity Accounts, as well as handled inquires associated with Customer Identification Program and KYC verification requirements

Thru various systems, resolved complex issues with new account openings, account maintenance, and document processing

Review, pend, reject, and approve documents for new account openings Provide CSAs and FA's with document requirements for various account types Cross trained in other lines of businesses such as: Morgan Stanley online, retirement, banking, and branch support to gain more knowledge of the products. EDUCATION

03/2015 Master of Science: General Human Resource Management Capella University

05/2009 Bachelor of Science: Business Forensics

Franklin University

09/2007 Associate of Science: Finance

Columbus State Community College

CERTIFICATIONS

Equity Compensation Associate, Santa Clara University, June 2023 REFERENCES AVAILABLE

True

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