L. “Dave” Jay

ad2f61@r.postjobfree.com

•ASSESS •PLAN •ACHIEVE

CORE COMPETENCIES

EXCEL AT CREATING AN ATMOSPHERE OF TRUST WITH CLIENTS PROVEN WIDE ARRAY OF VALUE DRIVEN OPTIMIZED RISK MANAGEMENT SOLUTIONS EXPERIENCE & ACHIEVEMENTS

SOLO LAW PRACTICE

HOUSTON, TEXAS (2013 – PRESENT)

•Insured claims counsel for international seamless steel tubing manufacturer; defend product defect claims, arbitration, and insurance coverage disputes; advise non-profits on D

& O insurance coverage & litigation management

•Consult on Quality Assurance / Control ( QA /QC ) functions for banking regulatory compliance anti money laundering ( AML ) look-back engagements for Fortune 100 banks and tier 1 financial institutions, analyze transaction-monitoring records for compliance fraud across global retail and commercial lines; audit international funds transfers; remediate KYC files for politically exposed persons ( PEP ) and perform enhanced due diligence ( EDD ); representative work -

•DIXON HUGHES GOODMAN, Wilmington, Delaware, conducted AML alert investigations for U.S. money service business (MSB) transaction review

•PROMONTORY RISK REVIEW (VIA ROBERT HALF) Denver, Colorado, performed know your customer ( KYC ) file reviews; reviewed AML alert case investigations involving structuring cash in/out, fund deposit/withdrawal velocity, multiple originator single beneficiary typologies, etc. to determine if Suspicious Activity Reports ( SARs ) should be developed, drafted, filed, and presented best practice writing seminar workshops AIG

NEW YORK, NEW YORK & HOUSTON, TEXAS (2008 – 2013)

ASSISTANT GENERAL COUNSEL – INTERNATIONAL LAW GROUP, CONSUMER INS. DIRECTOR – COMPLEX EXCESS CLAIMS AND COVERAGE, COMMERCIAL INSURANCE

•Developed and implemented international travel insurance and assistance marketing material pre-publication legal compliance review process

• Succeeded in bringing a consultative and proactive approach to solving legal issues for domestic and international travel insurance business leaders

•Successfully directed $100 million insurance coverage jury trial litigation defense team

•Advised on international insurance claims handling for offshore claims hub, quality assurance improvement methodologies, data protection for reinsurance and regulatory audits, claims operational analysis

•Worked closely with Fortune 500 Companies C-level clients on international insurance program management across all business sectors as dedicated New York home office for multi-lines ( CGL, D&O, Property, Business Interruption, Environmental Pollution ) claims technical coordinator for complex international claims

•Drove regulatory review for new offshore international claims hub, managed outside counsel due diligence, drafted supplemental insurance policy language for cross-border data ad2f61@r.postjobfree.com Page 2

privacy compliance, and negotiated vendor contracts for compliance screening systems (AML

/ OFAC / FCPA ), and payment card industry data security standards

•Managed IT contract negotiations for electronic policy delivery, emergency health record cloud storage, and travel medical claims re-pricing SOLO LAW PRACTICE

ATTORNEY – HAWAII, TEXAS & NEW YORK (2006 – 2008)

•Counsel on intellectual property license and sales contracts for product manufacture in China, restructured insurance programs, and negotiated with brokers for expanded coverage at reduced costs for IT and light manufacture start-up emerging entity clients RICHARDS & LUKE LAW FIRM

ATTORNEY – HONOLULU, HAWAII (2000 – 2006)

•Successfully defended $27 million construction and design defect insured claim, prepared for jury trials, took and defended depositions, and managed insurance claims experts

•Established insurance coverage from subcontractors’ policies for developer liabilities, and represented independent electricity power producer in regulatory licensing HAWAII ATTORNEY GENERAL

DEPUTY ATTORNEY GENERAL – HONOLULU (1995 – 2000)

•Represented Hawaii State Consumer Advocate before Public Utilities Commission on utility rate-setting issues and consumer protection matters, including stranded cost recovery for gas turbine power generation systems

JAG CORPS, ARMY

CAPTAIN – CAMP SMITH, HI (1997– 2005)

•Counseled overseas field contracting officers on best practices and compliance issues AML / OFAC / FCPA, Command mission briefer for U.S. Ambassadors and foreign dignitaries

EDUCATION & LICENSES

•STATE UNIVERSITY OF NEW YORK AT BUFFALO LAW SCHOOL, J.D. (LAW)

•BARD COLLEGE, ANNANDALE, NEW YORK, B.A (POLITICAL SCIENCE)

• NEW YORK, TEXAS, AND HAWAII ADMITTED TO PRACTICE LAW

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