Operations Manager Financial Crimes
Resume:
Josh Lawrence
Dallas, TX
*************@*****.***
SUMMARY OF QUALIFICATIONS
• Budgeting and Forecasting
• Policy Implementation
• Financial Crimes Audit
• Process Improvement
• Regulatory Governance
• Risk and Control Framework
• Global Collaboration
• Project Management
• Change Control
• Business Integration
• Operational Construct
• Policy and Procedure Writing
PROFESSIONAL EXPERIENCE
MUFG Bank – Dallas, TX 2020 – 2022
MUFG Bank, Ltd. is the largest bank in Japan. It was established on January 1, 2006, following the merger of the Bank of Tokyo-Mitsubishi, Ltd. and UFJ Bank Ltd. MUFG. Global Financial Crimes Division – Sr. Compliance Manager
• Work with global leadership to forecast headcount and determine required capacity based on operational requirements.
• Analyze trends to identify workforce shortages, conduct root cause analysis, develop policy and procedure for Financial Intelligence Unit, and strategic solutions for planned initiatives to support regulatory compliance.
• Project lead for regulatory change management for OCC deliverables including change control, KPI
/KRI, governance, and risk control forums reporting. J.P. Morgan – Dallas, TX 2018 – 2020
JPMorgan Chase & Co. is an American investment bank and financial services holding company headquartered in New York City with assets totaling 2.63 trillion USD. International Business Operations Manager – Risk & Control
• Partnering with International Banking Management, Commercial Banking Compliance, Global Financial Crimes Control (GFCC) and Commercial Bank Controls Officer to ensure that International Banking is in compliance with all applicable bank policies / regulations.
• Supporting all International Banking audits and “Compliance Field Tests” including analyzing any findings, assisting in the development of the associated management response, leading any required remediation efforts and improving control effectiveness.
• Comprehensive local governance framework to support International Coverage Executives (ICE) and ICE’s KYC responsibilities while acting as a point of contact for Compliance, GFCC, Legal and the CB Controls Group in partnership with Business Operations Executives across each region (Americas, EMEA, APAC).
Bank of America – Dallas, TX 2006 - 2018
An American multinational investment bank and financial services company headquartered in Charlotte, NC with central hubs in New York City, London, Hong Kong, Dallas, and Toronto. VP, Business Operations Manager
• Regulatory Relationship management for operational and compliance risk/control for Legal, OCC, CFPB, DOJ, OFAC, U.S. Treasury, State Attorney General, and State Senator Offices.
• Subject Matter Expert (SME) for various LOBs across the corporation responsible for writing procedure for BSA regulatory compliance testing standards, obtaining Legal approval through Change Control Process with key stakeholders, reporting, analytics, and procedure execution throughout the firm.
• Support Corporate Trainers for cross-functional teams throughout the organization to analyze operational impacts and ensure onboarding associates are properly educated towards regulatory requirements.
VP, Fulfillment Operations Manager
• Provide advice to business management with regard to moderately complex security issues and assists in the review, development, testing and implementation of security plans, products and control techniques.
• Assist in fulfillment operation support to the client management and staff in risk assessments and implementation of appropriate regulatory procedures and products.
• Monitor security standard setting groups to identify existing and emerging risks that stem from business activities and the job role.
EDUCATION AND ACHEIVEMENTS
Business Administration
Richland College
Control and Operational Risk Evaluation (CORE) Root Cause Analysis and Process Mapping Harvard School of Business
Platinum Award for Diversity and Inclusion.
Platinum Award for Policy and Procedure Execution Platinum Award for Corporate Training and Leadership Demonstration
Bank of America
Special Olympics Team Captain at Southern Methodist University Bank of America
Team Captain for National Carry the Load Charity for Fallen Veterans and First Responders J.P. Morgan
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