Office Manager Branch
Resume:
Douglas W. Jenkins
***********@**********.***
Profile
Seasoned financial advisor with 34 years of experience in retail investing, retirement & estate planning, business
management, individual tax strategy, and client acquisition, education & relationship management. Through
several decades of market and economic cycles, has drafted, implemented, and restructured successful wealth
management plans for hundreds of individual investors through analysis of client-specific risk tolerance and time
frame.
Experience
Branch Office Manager, Registered Investment Advisor
Simply Investments Inc.; Aurora, IL — 2017 - Present
= Maintaining book of long term clients
- Retirement Distribution Planning
Branch Office Manager, Registered Representative, Registered Investment Advisor
Ausdal Financial Partners; Naperville, IL — 2011 - 2017
- Managed branch of 3 financial advisors
- Maintained over $100M undermanagement
Branch Office Manager, Registered Representative, Registered Investment Advisor
LPL Financial; Naperville, IL— 1995 - 2011
- Developed and presented financial planning and investment seminars for clients and
prospects
- Increased client base by over 50%
= Managed 275+ clients with over $100M under management
Branch Office Manager, Registered Representative, Registered Investment Advisor
Investacorp; Sandwich, IL — 1990 - 1995
= Managed 170+ clients with over $75M under management
= Consistently increased client base by 20%+ annually
= Managed 2 financial advisors within branch
Registered Representative
Edward Jones, Sandwich, IL — 1987 - 1990
- Executed trades, managed internal systems and wrote financial plans for 80+ clients
- Participated in and sold shares of Jones’ IPO, UIT and new issue bond offerings
- Led the class of new financial advisor hires in trailing 12 months of commission/production, winning 1987
Rookie of the Year
Education & Certifications
B.S. Psychology; Western Illinois University, Macomb, IL — 1987
Series 7 License; 1987
Series 63 License; 1987
Series 66 License; 2000
Series 24 License; 1995
Life & Health Insurance Licensed; 1988
Long Term Care Licensed; 2000
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