Team Leader Settlement Specialist

ZHI CHAO (GEORGE) HU

Mobile: 917-***-****, E-mail: ad18dd@r.postjobfree.com

Summary

Diligent and motivated Settlement Specialist who has achieved success in a variety of roles with increasing levels of responsibility. An effective communicator and team- builder with strong analytical, management and organizational skills. Highlights

Result-driven

Excellent communication skills

People-oriented

Flexible

Excellent time management skills

Research

Analytical

Inspiring team leader

Strong organizational skills

Computer proficiency

Accomplishments

Quality Communication

Interact with counterparties to ensure reliable and timely completion of fund, fixed income, equity and stock option settlements

Multi-tasking

Manage multiple projects effectively by prioritising and organising tasks, manage to meet multiple daily deadlines

Compute Data Reports

Provide required weekly, monthly and quarterly reports listing stock dividends, stock splits and stock merger

Custodian Bank Interface

Manage all trade and cash transactions, solve fail trades & trades rejects issue with custodian banks

Experience

Delta National Trust Bank

New York, NY

2022 – 09/23

Operations Trade Settlement Assistant Supervisor

Exhibit strong leadership skills

Ensure departmental standards and deadlines are consistently met

Ensure all Euroclear and DTC eligible trades are settled on contractual settlement date

Ensure all US Treasury securities are settled on contractual settlement dates

Ensure all mutual fund trades are properly processed ZHI CHAO (GEORGE) HU

Mobile: 917-***-****, E-mail: ad18dd@r.postjobfree.com

Supervise and monitor all workflow pertaining to trade settlements, assisting when needed

Train team members on Bloomberg, Euroclear and Clearstream systems

Perform corporate actions specialist function in a team: purchase offer, spin off, early redemption, merger, split etc

Delta National Trust Bank

New York, NY

2011 - 2021

Senior Trade Settlement Specialist

Work under strict deadlines and respond to client requests and emergencies in a timely fashion

Cross-train and provide back-up for other team members when needed

Calculate, reconcile and follow-up for collecting dividends, interest and principal on redemption

Coordinate daily security and cash transaction settlements with DTC and Euroclear

Reconcile trade discrepancies

Communicate all trade and security settlement need or issues to supervisors Delta National Trust Bank

New York, NY

2006 - 2011

Trade Settlement

Execute instructions to settle Euroclear and DTC eligible trades

Process trade corrections and fees for brokerages and clients

Promptly respond to general inquiries from traders, staff, and counterparties via phone, e-mail and fax

Research and pull documentations for audit purposes

Interact with pricing, trading, and IT groups to resolve data or reporting issues Education

City College of New York

Bachelor of Business Administration in Finance and Business Management. Major GPA: 3.60/4.00

HONORS

Golden Key National Honor Society Golden Key National Honor Society, Dean’s List, Ketchum Prize, Dunat Scholarship

Contact this candidate