Customer Service Client Associate
Resume:
James L Galloway
**** ** ****** *****, ****** OR 97224
*****.*.********@**********.***
Senior Registered Client Associate
Goal: To become an integral part of an investment team which will allow me to utilize my experience in various aspects of customer service, and my superior interpersonal skills and sales experience to help build excellent client relationships and increase sales.
Work Experience
Senior Registered Client Associate
05/2021 to Present
Wells Fargo Advisors
5400 Meadows Road, Suite 250, Lake Oswego, OR 97035 Joined the team at Dufault, Smith and Meeuswen which serves almost exclusively high net worth clients. Responsible for office management, client appointments, client inquiries, updating data base and paperwork for opening and servicing accounts.
Senior Registered Client Associate
06/2007 to 05/2021
RBC Capital Markets LLC
805 SW Broadway, Suite 1800, Portland, OR 97205
Worked with numerous financial advisors over those years in order to provide assistance with phones, answering client questions regarding statements and confirms, requesting checks, entering orders, opening new accounts, client mailings, scheduling appointments and other investment related matters. Tax Preparer
01/2007 to 05/2007
Swanson Tax Advisory Group
Lake Oswego, OR 97035
Licensed Tax Preparer responsible for preparing client's tax forms for both individual and business. Agent
05/2003 to 01/2007
Forester Equity Services, Inc.
5300 Meadows Road, Suite 100, Lake Oswego, OR 97035 Became Life, Health and Annuity licensed in order to service existing clients and prospect for new clients in order to sell those investment products for financial planning purposes. Skills
Meticulous attention to detail - 10+ years
Ability to communicate effectively - 10+ years
Able to multi-task - 10+ years
Data base management - 10+ years
Proficient in Microsoft Office - 10+ years
Dependable - 10+ years
Education
University of Miami
Bachelor's
Business Aministration
1320 S Dixie Hwy, Coral Gables, FL 33146
09/1975 to 05/1979
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