C A Operations Manager

Internal

PERSONAL DATA

Name: Rosa Elena Piña Jordán

SSN: ***-**-****

Address: ***** *** ****** *** – Humble TX

Telephone: 281-***-****

e-mail pina.jordan.822gmail.com

PERSONAL REFERENCES

* Ms. Luz Estela Lopez 346-***-****

* Ms . Etzahw Mariana Lopez 832-***-****

* Sra. Francis Marquez 346-***-****

STUDIES

Instituto Universitario de Technologia de Administracion – Degree in Banking and Finance U.E.N. Julio Bustamante - Degree in Bachelor of Science PREVIOUS WORK EXPERIENCE

Provincial de Valores Casa de Bolsa, C.A. Operations Analyst Econoinvest Casa De Bolsa, C.A., Operations Supervisor Interbursa Casa de Bolsa, C.A., Sales Executive

Rato Casa De Bolsa, C.A., Operations Manager

Responsibilities:

• Ensure that the operations of the company complied with regulatory requirements.

• Supervise Stock Exchange Operations, Fixed Income Operations,

• Supervise, approve and control client files, complying with the provisions of the Sunaval and Money Laundering regulations.

• Supervise and approve Fund Transfers, Cash Flow- Review and sign company-issued checks and bank transfers.

• Make reports to regulatory bodies emanating from the Operations department.

• Supervise personnel in charge.

• Support to operations of Comptroller, Sales, Treasury.

• Support in the creation of rules and procedures, processes of the department.

• Check the monthly custody balance to be delivered to the Sunaval

• Allocation of stock exchange operations traded on the Caracas Stock Exchange.

• Netting and assignment of correspondents in the settlement of stock market operations.

• Profits vs. Banking movements, daily.

• Management of inventories in shares ofthe own and third-party portfolio.

• Control of the margin in terms of rights of retention of guarantees.

• Daily closing and archiving of all stock market operations.

• Verification of the loading of prices to the system.

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