Rossie Lee Peters acz60c@r.postjobfree.com

***-***-***** *** *********** Road

334-***-**** C Montgomery, Alabama 36117

Work Experience

Special Agent 11/01 - Present

Alabama Securities Commission S: Mike Gantt

Employers 401 Adams Avenue suite 280 P: 334-***-****

May contact

Montgomery, Alabama 36104

40 hrs/w, $58,000/yr

Duties: Special Agent conduct complex investigations in response to complaints or evidence of alleged securities fraud. The investigation of financial crime involves intense efforts to examine and analyze large quantities of information ranging from electronic data to paper records. Special Agents are required to field investor complaints related to suspicious, unsuitable and/or illegal investment offerings and the sale of fraudulent and unregistered investment products. The Enforcement Division coordinates its actions with the ASC Legal Division and local, state and federal authorities to thoroughly examine complaints, analyze financial transactions and help bring legal action against any person or entity that violates the Alabama Securities Act.

The principal responsibilities of an Investigator are the investigations of complaints and violations of Title 8, Chapter 6, Code of Alabama (1975), and the general enforcement of the provisions of the Act (hereinafter referred to as ASA), which may include inspection and examination of Dealers and Investigators records. Due to the close co-operations existing between the U.S. Securities and & Exchange Commission, the U.S. Postal Service, State Attorney General and County District Attorney and the Securities Commission, an Investigator must necessarily concern himself with possible violations of the Federal Securities Law, Mail Fraud/Wire Fraud Statute, the Alabama Grand Larceny and Conspiracy Statutes and any other pertinent violations that may become apparent during the conduct of an investigation or examination.

Police Officer/Chief Investor 06/1986 – 11/01

Alabama State University S: Cesar Moss (Ret)

915 South Jackson Street P: May contact

Montgomery, Alabama 36108 40 hrs/w, $35,000/yr

Duties: Provide for public safety by maintaining order, responding to emergencies, protecting people and property, enforcing motor vehicle and criminal laws, and promoting good community relations. Identify, pursue, and arrest suspects and perpetrators of criminal acts. Record facts to prepare reports that document incidents and activities. Review facts of incidents to determine if criminal act or statute violations were involved. Render aid to accident victims and other persons requiring first aid for physical injuries. Testify in court to present evidence or act as witness in traffic and criminal cases. Valuate complaint and emergency-request information to determine response requirements. Patrol specific area on foot, horseback, or motorized conveyance, responding promptly to calls for assistance.

Monitor, note, report, and investigate suspicious persons and situations, safety hazards, and unusual or illegal activity in patrol area. Investigate traffic accidents and other accidents to determine causes and to determine if a crime has been committed.

Photograph or draw diagrams of crime or accident scenes and interview principals and eyewitnesses. Monitor traffic to ensure motorists observe traffic regulations and exhibit safe driving procedures. Relay complaint and emergency-request information to appropriate agency dispatchers. Issue citations or warnings to violators of motor vehicle ordinances. Direct traffic flow and reroute traffic in case of emergencies. Inform citizens of community services and recommend options to facilitate longer-term problem resolution. Provide road information to assist motorists.

Process prisoners, and prepare and maintain records of prisoner bookings and prisoner status during booking and pre-trial process. Inspect public establishments to ensure compliance with rules and regulations. Act as official escorts, such as when leading funeral processions or firefighters. Examine crime scenes to obtain clues and evidence, such as loose hairs, fibers, clothing, or weapons. Secure deceased body and obtain evidence from it, preventing bystanders from tampering with it prior to medical examiner's arrival. Obtain evidence from suspects.

Provide testimony as a witness in court. Analyze completed police reports to determine what additional information and investigative work is needed. Prepare charges or responses to charges, or information for court cases, according to formalized procedures. Note, marks, and photograph location of objects found, such as footprints, tire tracks, bullets and bloodstains, and take measurements of the scene. Obtain facts or statements from complainants, witnesses, and accused persons and record interviews, using recording device. Obtain summary of incident from officer in charge at crime scene, taking care to avoid disturbing evidence.

Examine records and governmental agency files to find identifying data about suspects. Prepare and serve search and arrest warrants. Block or rope off scene and check perimeter to ensure that entire scene is secured. Summon medical help for injured individuals and alert medical personnel to take statements from them. Provide information to lab personnel concerning the source of an item of evidence and tests to be performed. Monitor conditions of victims who are unconscious so that arrangements can be made to take statements if consciousness is regained. Secure persons at scene, keeping witnesses from conversing or leaving the scene before investigators arrive.

Preserve, process, and analyze items of evidence obtained from crime scenes and suspects, placing them in proper containers and destroying evidence no longer needed. Record progress of investigation, maintain informational files on suspects, and submit reports to commanding officer or magistrate to authorize warrants. Take photographs from all angles of relevant parts of a crime scene, including entrance and exit routes and streets and intersections. Question individuals or observe persons and establishments to confirm information given to patrol officers. Coordinate with outside agencies and serve on interagency task forces to combat specific types of crime. Maintain surveillance of establishments to obtain identifying information on suspects. Schedule polygraph tests for consenting parties and record results of test interpretations for presentation with findings

Command Sergeant Major 07/1978 – 07/2013

United States Army Reserve

Employers Street Address May contact

City, State Zip Code $00,000/yr

Duties: I enlisted in the Active Army in July 1978, attended and completed Basic Training and Advanced Individual Training (AIT) at Fort Jackson South Carolina in August of 1978. In February of 1985 I left active duty and enlisted in the Army Reserve, in July 2013, I retired from the Army Reserve after serving for 35 years. Coming up through the ranks as a young Soldier I was able to achieve the rank of Command Sergeant Major by being a hard worker and paying attention to detail. As a Command Sergeant Major my daily duties were as follows:

Supervision, supervised enlisted Soldiers, Officers and Civilians to ensure that performance, preparation, appearance, and behavior of all met the standards maintained by the Army. CSM bears the responsibility of disciplining all found in noncompliance of the standards.

Administration, As CSM I was expected to be an authority in all policies and procedures. In conjunction with supervision of the Command, as the CSM I had to be able to effectively carry out disciplinary procedures and miscellaneous tasks related to administration and paperwork, and was accountable for various rolls, reports, and rosters.

Advising, as the CSM I was responsible for making recommendations to the commanding officers as a result of my observation of the Units and broad knowledge of duties and expectations.

Performance: as the CSM I had to perform entirely devoid of supervision. Performing duties calmly, precisely, and earnestly is all expected of the soldiers holding the distinction of CSM. All of this is expected to be upheld even through the worst of times.

My previous assignments included: Command Sergeant Major of the 87th Regional Readiness Command, Command Sergeant Major of the 377th Theater Sustainment Command (Forward), Command Sergeant Major of the 3rd Transportation Agency Movement Control, Anniston, AL, 361st Quartermaster Battalion, Montgomery, AL,, Sergeant Major 3rd 394th Drill Sergeant Battalion 4th Brigade 100th Division Gunter Air Force Base Montgomery, AL, Operation Sergeant Major 4th Brigade 100th Division Fort Knox Kentucky, Sergeant Major of Instructions 4th BDE 6the Battalion (TC) 100TH Division Montgomery, AL, Senior Exercise NCO 87th Division Exercise Hover AL, Senior Small Group Leader 4th BDE 6th Professional Development Brigade 100th Division Exercise Ft McClellan, AL, Chief Instructor 6th BDE 100th Division (IT), Fort Knox Kentucky, Senior Instructor 3385th USARF School Ft Rucker, AL, Operation Sergeant 318th Chemical Company Birmingham, AL(Forward).

Command Sgt. Maj. Peters education includes: Primary Leadership Development Course, Basic Noncommissioned Officers Course, Advanced Noncommissioned Officers Course, Motor Sergeant Course, Smoke Operations 54C Course, NBC SP 54E20 Course, Battle Focus Instructor Training Course (BFITC), Military Police Course, Master Fitness Course, Soldier Group Instructions (SGI), Small Group Instructions Training Course, United States Army Sergeant Major Academy (USASMA), Battalion/Brigade Pre-Command Course, Senior Leader Course.

I am a member of the Sergeant Audie Murphy Club, and the Noncommissioned Officer Association.

Education

06/1978 Diploma/High School

George Washington Carver/ Montgomery, Alabama 36108

College:

1981 University of Maryland (Turkey) English, Algebra

1983 University of Phoenix (Korea) English

Job Related Training

5/1986, Fundamentals of Law Enforcement, Montgomery Police Academy

10/1988, On-Scene Accident Investigation School, Montgomery Police Academy

2/1994, Basic Criminal Investigation, University of Alabama Law Enforcement Academy

3/1994, The Kinesic Technique of Interview and Interrogation, Phases 1 and 2, Professional Training Institute, Birmingham, Alabama

6/1994, The Kinesic Technique of Interview and Interrogation, Phases 3, Professional Training Institute, Birmingham, Alabama

2/1995, Asset Forfeiture, U.S. Department of Justice, U.S. Attorney Middle District Law Enforcement, Alabama.

6/1995, Crime Scene Investigation, Alabama Professional Investigators Association.

3/1996, Diversified Criminal Investigation Techniques, National Criminal Justice Academy

4/1996, Drugs and Gangs in the 90’s Alabama Narcotics Officers Associations.

6/1999, Law Enforcement Response to Sexual Assault, Alabama coalition Against Rape.

7/1997, Sexual Assault, National Criminal Justice Academy.

1/1998, Domestic Violence Training, The University of Alabama Law Enforcement Academy

3/1999, Basic Finger Printing, Montgomery County Sheriff Office.

7/1999, DUI Training, University of Alabama law Enforcement Training Division’s.

4/2000, Highway Interdiction, Unite States Department of Justice

3/2005, Fraud &Financial investigation Training, ROCIC

11/2007 Law enforcement Officers Flying Armed, The Institute for Criminal Justice Education

2/2012, Mortgage Fraud and vacant property, National White Collar Crime Center

4/2012, Alabama law enforcement role in immigration Laws, Montgomery Police Academy

5/2013, What Investigators and analysts Need to Know about Facebook and Online Social Media

5/2013, Fraud and Financial Crime, Auburn University Montgomery, Alabama.

8/2013, Basic Computer Skills for Law Enforcement, National White Collar Center (NW3C).

8/2013, Computer Cyber Investigation 100- Identifying and Seizing Electronic Evidence, National White Collar Crime Center.

8/2013, Computer Cyber Investigation 101- Secure Techniques for Onsite Preview (STOP), National White Collar Crime Center.

9/2013, Computer Cyber Investigation 210- GPS Interrogation, (GPSI) National White Collar Crime Center.

12/2013, Computer Cyber Investigation Social Media 101, what law enforcement needs to know, National White Collar Crime Center.

4/2014, Rapid Response to Active Shooter Training Alabama Law Enforcement Rapid Response Training Center.

6/2014, FEMA, Emergency Management Institute.

3/2015, Fraud & Financial Crime, Auburn University Outreach, Montgomery, Alabama.

Military Job Related Training

1981 Primary Leadership Development Course (PLDC)

1988, Basic Noncommissioned Officers Course

8/1995, Advanced Noncommissioned Officers Course

1982, Motor Sergeant Course

1987, Smoke Operations 54C Course

1987, NBC SP 54E20 Course

8/1992, Battle Focus Instructor Training Course (BFITC)

1995, Military Police Course

1995, Master Fitness Course

3/1996, Soldier Group Instructions (SGI)

1997, Small Group Instructions Training Course

2002, Battle Staff Course

2002, United States Army Sergeant Major Academy (USASMA)

07/2006, Battalion/Brigade Pre-Command Course.

Military Honors, Awards

My awards and decorations include: Legion Of Merit, Bronze Star Medal, Meritorious Service Medal (with four Oak leaf clusters), Army Commendation Medal (with three Oak leaf clusters), Army Achievement Medal (with three oak leaf cluster), Good Conduct Medal(2ND Award), South West Asia Service Medal with Three(3) Bronze Service Stars, Global War on Terrorism Expeditionary Medal, Korean Defense Service Ribbon, Non Commissioned Officer professional Development Ribbon (4th Award), Army Service Ribbon, Overseas Service Ribbon (3rd Award), Armed Forces Reserve Medal w/m Device, Kuwait-LIB- MDL (Saudi Arabia), Kuwait-LIB-MDL (Kuwait) Combat Action Badge.

Reference Page:

Kim Lewis

Address

Montgomery Alabama 36106

334. 328-2616

Email acz60c@r.postjobfree.com

Friend, we work together

Quintin Roberson

3432 Woodpark Drive

Montgomery, Alabama 36106

334-***-****

Email acz60c@r.postjobfree.com

Friend since High School

Willie Watkins

845 Adams Avenue

Montgomery Alabama

334-***-****

Email

Friend since High School

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