C System

SUMITARUNPATIL

Mobile:+91-981******* E-mail:***************@*****.***

PROFESSIONALOVERVIEW

Handlingallback-officeactivitiesofshare,securitieslikepayin,payout,Risk ManagementService,DematerializationofSharecertificates. SCHOLASTICSPURVIEW

2002 HSC MumbaiUniversity,Mumbai 52%

2000 SSC MaharashtraStateBoard 44%

ClearedNISMVIdepositoryoperationscertificationexamationwith67.50%. ITPROFICIENCY

WellversedwithPradynasoftware(forbackofficeactivities)Window-98,Dos,Tally 6.3and6.4versions,WS4,WS7andInternetApplications.

CAREERSCAN

JMFinancialServicesltd(CorporateOffice)

AsaBranchBackofficeexecutive

{25May2015totilldate}

KeyResponsibilities:

Handlingofclients(Payin&Payout)Tradingtransactionsondailybasis.

Handlingcomplianceissueofclientandresolvethemwithinatat.

Helptoclientforvariousqueryandanyothersoftwarerelatedissue,alsotakefollowup withrespectivedepartmentlikeRMS,AccountOpening,Fund&stock.

InformingclientregardingKRAupdating.

UpdatingtheclientaboutPayin&PayoutShortageofsecuritiesonregularbasis.

Followupwithcustomersupportteamforunresolvedqueryofclientondailybasis.

HandlingallDemattransactionlikepayinSlip,Mutualfundredemptionslip,pledge& Unpledged(confirmation)Slip,Dematerializationofsharecertificate,OffMarket& InterdepositorySlip.

CAREERSCAN

JMFinancialServicesltd(HeadOffice)

AsaCustomerSupport

{26Aug2014to22May2015}

KeyResponsibilities:

FollowupwithBranchforunresolvedqueryofclientondailybasis.

Handlingofclients(Payin&Payout)Tradingtransactionsondailybasis.

Handlingcomplianceissueofclientandresolvethemwithinatat.

Helptobranchoperationpersontovariousclientqueryandanyothersoftwarereleted issue,alsotakefollowupwithrespectivedepartmentlikeRMS,AccountOpening,Fund

&stockregardingbranchoperationpersonquery.

Informingbranch&clientregardingKRAupdating.

UpdatingtheclientaboutPayin&PayoutShortageofsecuritiesonregularbasisto branch.

YASHSECURITIES(FranchisesofMotilaloswalsecurityltd) BackOfficeIncharge

{Aug2007to24Aug2014}

KeyResponsibilities:

HandlingalltransactionsrelatingtoRiskManagementDepartment.

Givingtradinglimittoclient.

Handlingofclient’s(Payin&Payout)Tradingtransactionsondailybasis.

HandlingDPSlip(Interdepository/OffMarket)DPsoftware.

UpdatingKYCofallclientsinsystems.

DematerializationofSharecertificate(DRF).

FollowupwithCustomerServiceExecutiveforunresolvedqueryondailybasis.

PancardupdateinDP&BackofficetounfreezeA/C.

UpdatingtheclientaboutPayin&PayoutShortageofsecuritiesonregularbasis.

FollowupforCash&FNOsegmentfromclient.

Collectpayincheques(Equitysegment)&Margincheque(FNOSegment).

GivingShareforcollateralsegment.

HandlingDP&tradingaccountopeningactivitiesofallIndividuala/c,Jointa/cand HUFa/c.

Keeprecordinward&outwarddocument.

MotilalOswalSecurityPvt.Ltd BackOfficeExecutive

{June2006toAug2007}

KeyResponsibilities:

SettingPowerofattorneysofclient&setGeneralpowerofattorneyinCDSLLIVE system.

ChangeclientaddressinCDSLLIVEsystem.

ChangeclientbankdetailsinCDSLLIVEsystem.

Closetheaccountasperclientrequirement.

UpdatePancardinCDSLLIVEsystem.

IndiaInfolineSecurityPvt.LtdBackOfficeExecutive(onContract)

{March2005toJune2006}

KeyResponsibilities:

HandlingallTrading&Demata/copeningactivities.

Scrutinyofaccountopeningforms

ClientKYCupdation

Verificationofaccountopeningform

Keepingtrackofallaccountopeningformfilling.

ACMECOMPUTERSAccountExecutive-Societyclearance

{April2004toFeb2005}

KeyResponsibilities:

Raisingthesocietymaintenancebillonmonthlybasis.

Punchingthereceiptofsocietycollectioninsystem(maintenancecheques)

Depositingthechequesinbankinrespectiveaccount

Reconciliationofcollectionaccount

SendingnoticetothesocietyaboutDefaulters.

Updatingthesocietymembersaboutchequereturnedbybank. PERSONALDOSSIER

DateofBirth : 22ndJune,1984.

Address :709SaisiddhivinayakchsM.G.Road,

Borivali(E),Mumbai–400066.

MartialStatus :Married

Father’sName :Shri.ArunRamkrishnaPatil

LanguagesKnown:English,Hindi,Marathi.

Hobbies :Reading,LearningNewThings.

Place:

Date: (SumitA.Patil)

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