Consultant

Constance F. Hampton

*** ****** ******

Brooklyn, NY, 11208

917-***-****

EMPLOYMENT:

Okapi Partners, New York, N.Y. Mar16-May16

Shareholder voting, proxy tabulation and distribution of proxy material. Morgan Stanley Smith Barney, Jersey City, N.J Mar12-Sep15 Transaction Monitoring/Accounts Transfer Consultant /Foreign Exchange Investigator

Verified and processed account transferring of stocks, bonds, money transfers, and mutual funds electronically and manually to Banks and Financial Institutions.

Daily telephone and SWIFT message contact with International and Local Banks.

Served as Primary point of contact for Operation personnel

Provided Due Diligence for trade Activity.

American Stock Transfer, Brooklyn, N.Y Sep11-Mar12 Tax & Shareholder Consultant

Provide frontline call support for external clients related to correct 1099, cost basic, and tax reporting.

Educate customer of applicable laws, policies, and procedures of tax returns.

Resolving client concerns and problems related to tax filing issues. Wells Fargo, St. Louis, MO Jul08-Sep10

Activity Monitoring Consultant

Responsible for all Investigations regarding Federal Funds Wires and Check Deposit, and Check Disbursements.

Reviewed Risk Management database reports for compliance and fraud prevention and reported all suspicious activities to the Investigation Team.

Wells Fargo, Richmond, VA Jul05-Jul08

Transaction Monitoring/Mutual Funds

Reconciliation of trade flow from trading system to clearing firm, and clearing banks.

Resolved trading, operational and accounting issues. ADP Clearing and Outsourcing Jul05-Jun06

Transaction Monitoring /Compliance Consultant, New York, N.Y

Anti-Money Laundering (AML) Investigations and Suspicious Activity (SAR) Investigations.

On boarding documents review including Trust, option applications, margin applications, and KYC and CIP documents.

EDUCATION

Borough of Manhattan Community College - New York, NY SKILLS

WIN, MAC Systems, EXCEL, AML, CIP, SAR, KYC, Margins, Settlements, Risk Management, ADP, SWIFT, CHIPS, ACH, BPS, MONTRAN, UNIX, VISIO, Corporate Actions, Capital Markets

Contact this candidate