Manager Operations

Cristina Raft **** Ashton Audrey, San Antonio, TX 78249 210-***-****, E-Mail ****.********@*****.*** CAREER OBJECTIVE:

To take advantage of my strong interpersonal skills and multi-cultural background in a position as a Registered Associate for a top producing Financial Advisor in a dynamic full service brokerage firm. EXPERIENCE:

Merrill Lynch Registered Client Associate Oct 2014 - Nov 2015 San Antonio, TX

• Assisted 2 million dollar producers

• Extensive contact with internal and external customers to identify, research, and resolve problems

• Received unsolicited orders from clients

• Processed and followed up on client documentation for proper maintenance of accounts

• Ensured required client paperwork was current with firm and industry requirements, rules and regulations

• Created and maintained records and files

• Great organizational and time management skills

Williams Financial Group, Branch Operations Manager/Registered Associate Aug 2008 - Sept 2014 San Antonio, TX

• Assisted a 2 million dollar producer

• Duties include issuing checks, sending Fed Wires, internal journaling, and opening accounts

• Enter trade orders

• Issuing performance reports

• Manage the office which includes Payroll, Paying Bills, and QuickBooks The Quantitative Group, Registered Associate Oct 2006 – Aug 2008 San Antonio, TX

• Assisted the CEO

• Duties include issuing checks, sending Fed Wires, and journaling assets between accounts

• Enter trade orders

• Opened accounts (managed or regular)

Merrill Lynch, Registered Associate May 2005 – Oct 2006 San Antonio, TX

• Assisted 5 Brokers with international portfolios

• Duties include issuing checks, sending international Fed Wires, and journaling assets between

• Enter unsolicited stock orders

• Open both managed and international accounts

Wachovia Securities (formerly Prudential Securities), Registered Account Administrator - Dec 1998 – April 2005, San Antonio, TX

210-***-****

• Assist 4 Brokers with international portfolios in excess of $1million

• Duties include issuing checks, sending Fed Wires, and journaling assets between accounts

• Enter unsolicited stock orders

• Open both managed and International accounts

TECHNICAL SKILLS:

• Series 7, 63, 65 license

• Bilingual in Spanish and English

• Proficient in Microsoft Word & Excel

• Been in the business since 1986

REFERENCES: Available upon request

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