Management Manager

PROFESSIONAL SUMMARY:

Kedar Ajay Jambhekar

** ****** ******, ******, **, 11375 813-***-**** I KJambhekarl @gmail.com

Motivated and driven candidate seeking a challenging position in Financial Services

EXPERIENCE

Morgan Stanley New York, New York

Analyst - Securities Operations Risk & Control February 2015 - Present

•Improved risk indicators and metrics, performed incident analysis and addressed root causes, increased awareness and instilled ownership and accountability, developed partnerships and developed best practices for business units within Securities Operations

•Conduct annual and Industry mandated Risk and Control Self Assessments (RCSAs) of specific product areas by partnering with the line teams to identify inherent risk, update the control framework and apply residual risk ratings. This includes reviewing the findings with the appropriate management teams before facilitating the briefing of senior Sec Ops management on the process and the subsequent approval process.

•Investigate and Update commentary regarding cancelled and corrected trades across all products in ISGPO.

•Manage and ensure all Trader Mandate exceptions are signed off by approvers amongst Institutional Equities, Fixed Income, Bank Resources Management divisions.

•Maintain and update all commentary regarding Monthly People Risk Indicator (MPRI) scores across the various global cost centers.

•Worked with Senior Management to ensure all New Product Approvals are signed off and approved in a prompt manner.

•Prepared PowerPoint Deck for semiannual risk awareness trainings used by all global risk managers. These trainings are mandatory for all Securities Operations Employees with director title and above.

•Assist with incident management by reviewing incidents when they occur in North America and Global Sec Ops management teams. This is achieved by partnering with the relevant line team(s) to clearly identify the root cause, control failures and mitigating action plans surrounding the incident in order that the Sec Ops Management teams can review the incident(s).

•Ad-hoc analysis of specific processes and controls as directed by the Global Risk Manager.

•Hold monthly reviews with the Sec Ops product area management teams on their deliverables for the risk agenda.

Interactive Data Corporation New York, New York

Research Specialist (Temporary Contractor) October 2014 -February 2015

•Gather and Analyze Corporate Actions, dividend and pricing information for various securities

•Research SEC Filings such as 8K, 1OK, and 1OQs to respond to client data inquiries regarding Qualified Dividend Income and the tax treatment of those dividends

•Ensuring company database is accurately updated on a daily basis

•Responsible for reviewing team members' assignments before presenting to supervisors

Everest Consulting LLC Tampa, FL

Accounting Intern May -August 2011 & May -August 2012

•Bank Reconciliation for end of the month closing, Journal entries on the general ledger, data entry to be reported to CPA supervisor for approval

•Help with the preparations of tax return filing for 73 clients. Clients were for individual and commercial needs

*Employment Gap from August 2013 - October 2014 was due to studying efforts for CFA Level 1 exam (passed in June 2014)

EDUCATION

Investment Banking Institute

NY

New York,

Intensive 6-week financial modeling and valuation training program March 2015

•Performed company valuations utilizing (i) comparable public company analysis, (ii) precedent transactions analysis and (iii) discounted cash flow (DCF) analysis

•Built fully-integrated financial statements projection model, Leverage Buyout model, accretion/dilution merger models, including ability to run operational and capital structure sensitivities within models and data tables for sensitivity analysis

The Florida State University - Rovetta College of Business

Bachelors of Science - Economics & Finance; GPA - 3.3/4.0

•Florida Medallion Scholarship recipient (2009-2013)

Tallahassee, FL August 2013

•"ln-NOLE-vation" Shark Tank Entrepreneurial Business Venture Challenge -Aqua Gardens LLC placing 3rd Place out of 70 original contestants. Competition included comprehensive tasks such as creating 5 year financial projections, a marketing plan, and devising a lucrative sales pitch to a group of Venture Capitalists

Chartered Financial Analyst Institute (CFA)

•Enrolled in the Chartered Financial Analyst Program (Level 1 Passed, CFA Level 2 Candidate) - Extensive Study in the areas of Financial Reporting and Analysis including U.S. GAAP & IFRS, Financial Markets, Derivatives, Alternative Investments, Ethics and Standards, and Financial Modeling

•Skills: MOS 2013 Specialist (Word, Excel, Access) - Comfortable with using Excel for V-Lookups, Pivot Tables, and Macros amongst other various functions. Intermediate level with Access and Word.

•Volunteer for the American Red Cross at Tampa General Hospital, June 2005 -January 2009

•Tampa Bay Performing Arts Center Youth Jazz Ensemble, Lead Trumpet, January 2008 -May 2009

•Florida State University Marching Chiefs, Trumpet, August 2009 -January 2012

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