Self Employed Accounting

PROFESSIONAL SUMMARY

Certified Fraud Examiner with extensive experience analyzing and auditing corporate finance and

tax documents. Motivated professional with the demonstrated ability to organize and prioritize numerous tasks

while adhering to strict time allocations. Providing guidance to team associates on marketplace issues and emerging

regulatory requirements. Ambitious leader utilizing training, advanced problem solving, and planning to drive

change and increase productivity in fast paced and high pressure environments.

AREAS OF EXPERTISE

Accounting/Tax Quantitative Analysis Business Law Financial Investigations Business Valuation Audit

PROFESSIONAL EXPERIENCE & ACCOMPLISHMENTS

• Educated nine team members on compliance changes and underwriting

requirements, ensuring complete comprehension.

• Managed a $200mm book of business, reviewed tax documents daily, and

analyzed relationships pertaining to metric based service offerings to determine

profitability.

• Performed due diligence on prospective company investments and asset

allocations.

• Remained current on Consumer Financial Protection Bureau (CFPB) and

licensing changes, ensuring alterations were implemented company wide.

• Closely collaborated with attorneys to develop complex asset structures.

• Conducted thorough investigations to detect fraudulent trends; recommending

anti fraudulent processes and system enhancements. .

• Conducted routine training sessions to ensure associates were up to date on

Anti Money Laundering (AML) compliance.

• Provided brokerage services to 52 insurance companies and more than 1,700

mutual funds.

• Thoroughly examined the company’s financial statements utilizing accounting,

auditing, and investigative skills.

• Experienced with complex Business Lending and Small Business

Administration (SBA).

CAREER HISTORY

Self Employed – Brooklyn, NY 2013 Present

Consultant

Wells Fargo – Palm Beach Gardens, FL 2010 2013

Registered Banker II/Business Specialist/Brokerage Associate

Mass Mutual/MMLISI – New Hartford, NY 2009 2010

Registered Representative

Empire Financial Network – New Hartford, NY 2005 2009

Registered Representative

Mutual of Omaha – Yorkville, NY 2007 2008

Registered Representative

EDUCATION

Master of Science, Forensic Accounting/Tax (MS): Florida Atlantic University – Boca Raton, FL

Bachelor of Science, Finance (BS): State University of New York – Utica, NY

LICENSES and Certification

NYS Life, Accident, and Health Series 6 Series 63

Certified Fraud Examiner (CFE)

AWARDS

1 Place – International Business Strategy Invitational (2009)

st

Contact this candidate