Management Human Resource
Resume:
David Luckett
*****.*********@*****.*** **** Studewood St. Houston TX, 77008
Objectives
As a business focused professional, I pursue team-oriented organizations with clear goals and aspirations for success. I’d like to use my experience in finance, banking, auditing, and regulatory compliance to assist in implementing and monitoring proper procedures for efficiency and effectiveness, to enhance the organization, my colleagues, and myself.
Education
University of Houston - Downtown
Graduated BS: 12/2012 Major: Business Administration – Management
Minor: Human Resource Management
GPA of 3.71 and Recognized for Presidents List
Nominated and Selected for The International Honor Society Beta Gamma Sigma for Business Excellence (Requirement of being in the upper 10 percent of Junior and Senior class)
Member and Vice President of the Society of Human Resource Management (SHRM-UHD)
Experience
Financial Investors Inc Houston, TX
Financial Services Representative 11/2014 – Present
60hrs/wk
As a Financial Services Representative I consult and advise clients in constructing a well-diversified and personalized financial plan. This entails analyzing and maximizing their budget, reviewing current qualified and non-qualified assets for suitability, and aligning proper saving programs and investment strategies to ensure goals and expectations are met. I service Individuals, Families, and Corporations in many financial aspects to include life insurance, mutual funds, municipal bonds, retirement plans and programs, and taxed advantage savings.
Federal Department of Insurance Corporation Columbia, SC
Bank Examiner/Auditor, Risk Management Supervision (RMS) 5/2012 – 7/2014
50hrs/wk, CG-570-7
With a team of examiners, I conducted examinations of financial institution’s core financial components, capital, asset quality, management, earnings, liquidity, and market risk for safety and soundness and compliance with regulatory requirements. This includes an in depth analysis of the banks strategic direction, forecasted projections, and policies and procedures of control to determine the risk associated with them and their adherence to regulations. Internal and external audits, financial statements, reconcilements, and procedures are reviewed, analyzed and tested for accuracy and adequacy. Job duties included internal control reviews of bank work processes and procedures; reviewing and assessing of accounting records and documentation using appropriate methods and techniques to determine accuracy; and conducting background research of specific economic, geographic and financial problems affecting banks as it pertains to their particular market area. In conclusion of exams, I prepared written reports that outlined all of my findings and included recommendations based on regulatory requirements and proper financial practices based on the specified area. Noted inadequacies and deficiencies are discussed with bank management to inform management of the corrective actions necessary, the reasons and benefits of those corrective actions and assurance that it will be taken. Examination analyses, recommendations, and discussions are then documented and included into a final report to be received by bank management and maintained for record.
Achievements
Received A STAR award from the FDIC for demonstrating good teamwork, flexibility, communication and interpersonal skills.
Graduated from the Financial Institution Specialist Corporate Rotational Program for Risk, Compliance, and Resolutions and Receiverships
Received my Certificate in Resolutions and Receiverships for Asset Management
Nominated and Selected for The International Honor Society Beta Gamma Sigma for Business Excellence
Nominated and Selected for Leadership Training through the athletic program of my university.
Awarded MVP and All Conference Recognition while acting as team captain in a Division 1 football program
Licenses and Certifications
Series 6
Series 63
TX Life & Health Insurance
References
Provided Upon Request
Contact this candidate