Auditor-in-Charge

Lisa L. Lott

989-***-**** **** W. Clark Rd., Apt. E103, Dewitt, MI 48820

************@*****.***

Career Objective

Explore opportunities where my strong communication skills, auditing

experience, and team work can be utilized to obtain further professional

growth.

Professional Experience

State of Michigan, Department of Insurance & Financial Services

Office of Insurance Evaluation - Lansing, MI

Auditor-in-Charge 2006-

Present

. Perform or assist with budgets, staff work assignments, work paper

review, examiner training, and draft exam reports and management

letters.

. Act on behalf of the examiner-in-charge in his/her absence.

. Perform risk based audits by reviewing and testing internal controls

and performing substantive testing on high risk areas.

. Assess overall risk and provide input to internal staff for ongoing

monitoring including heat mapping assistance.

. Effectively communicate among the exam team and management.

. Discuss exceptions and recommendations with the examiner-in-charge and

audited party.

. Participate or oversee coordinated examinations with other state

insurance departments.

Senior Examiner 2004-2006

. Perform risk based audits by reviewing and testing internal controls

and performing substantive testing on high risk areas.

. Audit and evaluate financial statements of insurance companies or

related entities and determine compliance with applicable laws and

regulations.

. Review accounting firm's audited financial statements, work papers and

annual reports for accuracy and completeness on audited parties.

. Effectively communicate among the exam team and management.

. Discuss exceptions and recommendations with the examiner-in-charge and

audited party.

Examiner 2000-2004

. Audit and evaluate financial statements of insurance companies or

related entities and determine compliance with applicable laws and

regulations.

. Effectively communicate among the exam team and management.

. Discuss exceptions and recommendations with the examiner-in-charge and

audited party.

Professional Development

. Member of the Institute of Internal Auditors.

. Member of the Society of Financial Examiners (SOFE).

. Attended annual training seminars covering various topics such as

fraud, troubled companies, risk assessment and interviewing

techniques.

. Attended two SOFE Career Development Seminars and the 2008 National

Association of Insurance Commissioners (NAIC) Financial Summit.

Education

Michigan State University, East Lansing, MI September

1997-May 2000

Bachelor of Arts in Accounting

Lansing Community College, Lansing, MI September

1995-May 1997

Western Michigan University, Kalamazoo, MI September

1994-April 1995

Computer Experience

TeamMate audit software, ACL software, Microsoft word, excel and access.

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