Training Associate

THOMAS O'CONNOR

Tel. 917-***-****

** ** ** ****** ***. D7 Astoria, NY 11106

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Email: ************@*****.***

PROFESSIONAL EXPERIENCE

Trading Associate

Bank of America, Specialists, New York Stock Exchange New York, NY

January 2005 January 2007

3 Completed transactions for buying and selling of publicly traded securities

4 Assisted the Director of Brokerage transactions

5 Quoted current bids and offers for stock trades

6 Facilitated trading transactions in a timely and accurate manner

7 Experienced trading information on several computer platforms including NYSE Super Dot,

Reuters and Track Data

8 Trained and assisted new floor personnel

9 Completed training and execution of NYSE Hybred System

10 Responsible for stock trades of Wal Mart, Goldman Sachs, General Motors, McDonald's, Home

Depot and General Electric

Trading Associate

Fleet Bank, Specialists, New York Stock Exchange New York, NY

October 2000 January 2005

11 Conducted transactions for the buying and selling of publicly traded securities

12 Reported and assisted the Head Floor Broker with stock transactions

13 Tracked and confirmed changing bids and offers for managed stocks

14 Trained and assisted new floor personnel

15 Responsible for securities trades of Coca Cola, National Semi Conductor, Playboy, E*Trade

Trading Associate

M. J. Meehan Company Members, New York Stock Exchange New York, NY

November 1997 October 2000

16 Daily trading of securities on the NYSE

17 Rotating team interaction with disparate floor trading groups

18 Conducted transactions for the purchase and sale of securities

19 Information exchange with floor traders regarding stock pricing structure

20 Responsible for the training and induction of new floor personnel

21 Responsible for securities trades of Mellon Bank, Johnson & Johnson, and National Cash

Register

Trading Associate

Stern Brothers and Company, Member NYSE New York, NY

October 1985 November 1997

22 Responsible for paper transactions of buying and selling stocks

23 Maintained and updated stock accounting books for daily trades

24 Assisted Trading Associates and Head Traders on a daily basis

25 Updated and maintained 'Trading Bibles' for 'GTC' orders and purchases

26 Executed and filed daily trading books for firm

27 Coordinated and settled long term positions for individual securities with stock accountants

28 Traded individual securities including Colgate Palmolive, Omnicom Corp., and Comerica Bank

Junior Trading Associate

Henry Goldberg & Company, Specialist NYSE New York, NY

November 1981 October 1985

29 Assisted floor personnel including Trading Associates and Floor Traders

30 Coordinated and settled long term positions for individual securities with stock accountants

31 Researched Questioned Trades and settled disparities of individual stock trades

32 Responsible for executing and filing daily trading books for firm

33 Completed trading training, including managing daily trades, researching QT's and maintaining

GTC orders

34 Assisted in trading Ralston Purina, Gerber Foods, Smith Kline Beckman and Abbot Labs

Page

New York Stock Exchange New York, NY

September 1980 November 1981

35 Transferred orders among floor brokers

36 Submitted trade orders to NYSE reporters for order broadcasting

37 Transferred information to internal system for publication

EDUCATION

Manhattan College New York, NY

September 1977 May 1979

Liberal Arts

CERTIFICATION

Series 25

Series 26

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